Compliance
How many different severities level are there for a Compliance Violation?
How is it 7?
(No override, Trade Override, Needs Auth, Warning, VMGR Approval, N/A, Soft Warning)
This step happens after execution, where shares or bonds are assigned to specific accounts.
What is allocation?
This board game inspired Bloomberg's <GO> key
What is Monopoly?
The other "official" name for the 6th floor
What is the Link?
How many people have a PHD in Compliance?
Who sent the latest Compliance Manager Spotlight email?
Who is Ana?
You might check this function to review ticket details at the database level.
What is FTDB?
The engineering department was once known by this name
What is R&D?
Number of Bloomberg offices in India
Why is 3?
How many engineers on the Compliance team have names (first or last) that start with 'A' ?
Why 13?
Which CMGR templates can be used to prevent buying and selling the same security within a specified time period? (The test in failing in LIGO today)
What is cross trade?
In Trading Systems, this overnight process clears day orders, rolls GTC/GTD, and processes corporate actions.
What is Backend (BKMN)?
731 Lexington Ave has this many total floors
Are there 55 floors?
The type of big fish you might see after stepping off the elevators from ground
What are Koi fish?
Which Compliance engineer attended the same high school as Google CEO Sundar Pichai?
Why is Naveen?
How many services and GOBXMLs are involved in the VMGR approval workflow?
Why 7?
(cmprsvc, cmprxreport, vmgrnsvc, cmprxengine, cpkgsvc, cmprrapid.gobxml, vmgx.gobxml)
This part of Bloomberg enriches trades before sending them to regulators
What is RHUB? (Regulatory Reporting Hub)
A one month subscription of the Bloomberg Terminal would cost you this much in 2001
What is ~$1300 per month?
The name of the chandelier found above the west side of the 6th floor.
What is Rabbit's Moon?
How many different countries and territories do Compliance people come from?
Why 14?
(USA, China, Russia, Greece, India, Ukraine, Canada, Armenia, Vietnam, Hongkong, Ghana, Israel, DR Congo, Nigeria)