CTR Worksheet
The amount of a cash transaction that requires the CTR Form be completed.
What is more than $10,000 in cash.
When the Sitka Branch was purchased.
What is 1962? FNBA purchased the First National Bank of Juneau that had four facilities: two in Juneau, one in Haines and one in Sitka.
What is done if a customer is unwilling to provide all needed information to complete a CTR Form.
What is refuse the transaction? Teller should obtain a supervisor who will assist in explaining and refusing the transaction.
The number of entities that can be recorded in Part I of the CTR Form.
What is three? If there are additional entities involved, the "Additional persons involved" box at the bottom of Part I is marked and another CTR Worksheet, Part I completed with the remaining entities.
Board Chair, CEO and Bank President of FNBA
Who is Besty Lawer? Betsy is the granddaughter of Warren N. Cuddy who purchased controlling shares in the bank in 1941 and was bank president until his death in 1951.
The person responsible to administer the bank's BSA Program, procedures and processes.
Where the narrative is recorded on a CTR Form for a suspicious transcation.
What is the Comments area / section? This section must start with the word SUSPICIOUS before writing the details of the suspicious transaction.
When the Sitka Branch relocated to its current location.
What was 1983? The late 70s and early 80s was booming for the community of Sitka. FNBA built a $2 million branch building to accommodate its growing customer base. The property line did not include space for a drive-up lane, so the bank has a standing lease agreement to used area.
The person who is responsible for the accuracy of information contained on a CTR Form.
Who is a branch supervisor? All CTR Forms are prepared by the teller who accepted the transaction and must reviewed for completeness and accuracy by a branch supervisor before submitted to the BSA / AML Reporting Unit.
When a CTR Form is to be submitted to the BSA / AML Reporting Unit.
What is the same day the transaction is conducted? If the transaction was conducted on a Saturday, branch could submit no later than end of day on the first business day following the Saturday; however, it is always best to submit the same day to ensure it is not forgotten.
The division that the Sitka Branch reports to in the bank.
What is the Combined Branch & Corporate Services Division?
What is done when a cash deposit from a night drop is processed the same day a lobby cash transaction to the same account is conducted totaling more than $10,000 (aggregate) in cash.
What is file a CTR Worksheet identifying each transaction and how / who conducted?
The number of different CTR Forms available in the Eforms Library.
What is two? The OnDemand form and the Template-Customer form.
The number of different divisions on the bank's organizational chart.
What is six? Central Administration, Information Technology, Combined Branch & Corporate Services, Corporate Lending & Administration, Treasury Mgmt, Branch Administration & Escrow, and Finance. Name the EVPs in each for 1000 bonus points.
Used to record wire transactions conducted in cash for amounts of $3,000 to $10,000.
What is a Funds Transfer Request? The wire form is used as the bank's method of recording / retaining wire transfers in cash amounts of $3000 to $10,000. If the cash amount exceeds $10,000, the a CTR Form in addition to the wire transfer form would need to be completed.