Name The Business
These risk champions perform the end-to-end investigation, disposition, and escalation of financial crime risks
Who is Financial Crime Investigations (FCI)?
Jacksonville, Florida is the home of this AVP of Business Management
Who is Stevn Bell?
Including Asher and Sheri, how many total colleagues make up our Canada-BMG team?
What is 17?
A penalty or coercive measure intended to ensure compliance with laws, rules, or agreements
What is Sanctions?
This is the year TD acquired Canada Trust
What is the year 2000?
Strong governance, regulatory alignment and effective oversight matter most to this business
Who is Governance & Regulatory Change?
FCRM Canada's Business Oversight is this VP's mandate
Who is Alia Lalani?
The most unforgettable day of the year (so far)
What is June 12th?
Mandatory verification process used by banks, financial institutions, and fintech companies to confirm a customer's identity and assess their risk profile
What is Know Your Customer?
The TD Shield was introduced in this year
What is 1969?
Evaluation of risks associated with customer relationships belongs to this group
Who is Know Your Customer (KYC)?
Global Sanctions & ABAC is led by this VP
Who is Beth Beam?
FCRM's Executive Assistant Support team is led by this individual
Who is Yee?
This stage of money laundering is where illegal funds are introduced into the financial system
What is Placement?
The Bank of Toronto and Dominion Bank merged in this year to form The Toronto-Dominion Bank
What is 1955?
Responsible for financial crime-related training to ensure employees are aware of financial crime-related risks
Who is Policy & Control Effectiveness?
If you don't "Know Your Customer", you might find yourself in deep waters with this exec
Who is Georgia Stavridis?
South of the border resides Asher's US counterpart
Who is Richie Wu?
This is a mandatory regulatory filing submitted whenever a business has reasonable grounds to suspect a transaction or attempted transaction is related to money laundering or terrorist financing
What is an STR?
TD made its television debut in 1968 with this slogan
What is "The Bank Where People Make the Difference."?
Proactively detects, manages, and mitigates financial crime risks across the organization by developing and continuously enhancing advanced technology
Who is Monitoring Coverage & Capabilities?
All but one of this executive's direct reports are women
Who is Andrew Jensen?
FCRM's Emergency Operational Preparedness Plan is part of this Central Services workstream
What is Business Management Controls?
This is the process of checking customers and counterparties against sanctions, politically exposed persons (PEPs), and adverse media lists to prevent financial crime
What is screening?
In 1976, TD's ATM "Green Machine" was piloted as this name
What is the TD 360?