What you talkin' about, security?
Ain't nobody got time for that!
I want half Eddie!
I want to go to the V.V./K.B.A
Random
100
After two failed attempts with this security and the client will not be able to to get into their account with the rep
What is enhanced security?
100
This tool is used to verify exchanges that can not be done on WAVE
What is Exchange across registration Matrix
100
This is the age you are required to take your RMD
What is 70 1/2
100
What accounts are not eligible for KBA?
What are Guardian ESA IRA for minors Estate Trust (under EIN if trustee(s) does not have separate profile). 403B7(except for RRS issues as noted above), i401K plans. Corporate Accounts. (ex. LLC, Prof Corp/Assoc), All other SBS retirement plans registered under an EIN.
100
The name of your team leader?
What is Lynette Peckheiser
200
What form is used to reset security questions, remove enhanced security passwords, etc
What is account maintenance form?
200
What are the different ways to process an unlike exchange?
What is KBA/VV/Form with Sig Guarantee
200
This type of retirement account does not require an RMD?
What is Roth IRA?
200
What are the three requirements for a client specific requirement for a client to be eligible for KBA?
What is must have TIN, U.S. address and, must be on the phone and through security?
200
Where is John Bogle buried on this campus?
What is no where, he's still alive
300
What security question should be the last resort to ask?
What is address?
300
If a wife wants to contribute to her husbands's IRA from her individual account whats does she have to do first?
What is pass phone security?
300
What penalties and taxes are taken out if a RMD is not taken?
What is 50% penalty and taxed at income bracket
300
If KBA is failed when is the next time you can go through the process?
What is 30 days?
300
"You can't win, you can't get even and you can't get out of the game" was song by this artist
What is Michael Jackson?
400
We can give clients the answers to their secuirty question under what circumstance?
What is when they give the correct answer?
400
Beside a signature guarantee or voice verification what are other acceptable options for a a client in a foreign country?
What is he or she can have his or her signature acknowledged before a United States Consular Officer.
400
What is the special exception given to a first year RMD taker?
What is you can wait until April first of the following year?
400
Transactions that require V.V should be handled by who?
What is Full Service?
400
Alissa's favorite color is?
What is Yellow?
500
No matter what type of access a client has here at Vanguard (account, agent, trustee, etc..) they all have what?
What is their own profile?
500
Only in this situtation can an IRA be placed into another person's IRA
What is the passing of the client
500
When someone has RMD requirements at more than one institution they are allowed to do this
What is take it all from one instituition?
500
How do you remove V. V from an account
What is RBPS form?
500
What 9 letter word has three syllabols that all begin with the letter "b"?
What is bumblebee
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