Retirement
Risks
Formula
Abbreviations
Suitability Keywords
100
Maximum contribution per year on a CESA
What is $2000.00?
100
Possible loss of value due to a broad market decline.
What is Market Risk?
100
Formula for calculating outstanding shares.
What is Issued Stock-Treasury Stock ?
100
JTWROS
What is Joint Tenants with Right of Survivorship
100
"Familiar names"
What is Blue Chip fund
200
Section 529 plans can be used for this type of education expenses.
What is Post-Secondary?
200
Changes in laws or rules may have negative impact on investments.
What is Legislative Risk?
200
Formula for calculating POP.
What is NAV/ (100%-Sales Charge Percentage)?
200
FINRA
What is Financial Industry Regulatory Authority?
200
"Maximum diversification"
What is Asset Allocation fund
300
Tax treatment on distributions funded with tax-deductible dollars.
What is Ordinary Income?
300
Possibility that principal or interest will not be paid.
What is Credit Risk?
300
Formula for calculating Average Cost.
What is Total Dollars Invested/# of Shares Purchased?
300
UGMA
What is Uniform Gift to Minors Act?
300
"Monthly income"
What is GNMA fund?
400
Defined contribution plan for religious organizations.
What is 501c3?
400
Rise in general level of prices reduces the value of fixed payments
What is Inflationary Risk?
400
Formula for calculating Tax Equivalent Yield.
What is Municipal Yield/ (100%-Tax Bracket)?
400
ADR
What is American Depository Receipt?
400
"New house, park $"
What is Money Market Fund?
500
A cross between a traditional 401(k) and a Roth IRA.
What is a Roth 401(k)?
500
Possibility that homeowners will prepay mortgages more quickly than expected when interest rates fall.
What is Prepayment Risk?
500
Formula for calculating SEC Yield.
What is Annual Dividends/Current POP?
500
CMO
What is Collateralized Mortgage Obligation?
500
"Broad exposure, low cost, passive"
What is Index fund?
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