Vendors
Perform ID authentication and facial recognition checks.
What is ID Verification?
Used when the KYC Checker cannot confirm a false positive and requires escalation to Compliance Officer for review.
What is Escalate?
During verification, this step allows the checker to review previous verification outcomes and account history.
What is Audit History?
User is identified as Female, but the individual in the screening hit is Male.
What is Gender Mismatch?
This acronym refers to a Politically Exposed Persons.
What is PEP?
Conduct DOPA verification by cross-checking the information against the Thailand government.
What is Data Verification?
Used when the Compliance Officer can confirm a true positive and has assessed no elevated risk from the hit.
What is True Match with exception?
A client can only make 5 KOL and 5 Seller
What is the maximum number of accounts for a client?
User's Date of Birth does not match the hit’s Date of Birth at all. E.g. User was born on 07 Jan 1965 while the hit individual was born on 08 Feb 1964
What is Date of Birth mismatch?
individuals who are or have been entrusted with prominent public functions, for example Heads of State or of government, senior politicians, senior government, judicial or military officials, senior executives of state owned corporations/enterprises, important political party officials (e.g. Standing committee members);
What are PEPs?
Display the result as PASS/REJECT, pass means no duplicate person is detected & reject means duplicate person is detected.
What is Same Person Discovery?
Escalate the case to the Compliance Officer for further review and next action.
What action is required for Internal watchlist - HR08 Risk?
When can pin the address given by the client to the google maps.
When do we say that a client's address is valid?
The individual flagged as a sanction was already deceased as of 02 May 2015.
What is Deceased?
individuals who are or have been entrusted with a prominent function by an international organization which includes members of senior management or individuals who have been entrusted with equivalent functions, (i.e. Directors, deputy directors and members of the board or equivalent);
What are International organization PEPs?
Compare the English name provided by the user against the Optical Character Recognition.
What is Data Matching?
BPO KYC Checker 1: reject the case in Conan.
BPO KYC Checker 2: dispose the hit in CMS.
What actions are required for Black & Grey Horse watchlist indicator?
Indicates that the person was born before January 1, 2000.
What does the NRIC prefix "S" signify?
Age or role does not align with the hit's profile. Example: Buyer born in 2005, but hit individual is listed as Chief Commander of Army in Syria in 2011 (would require the buyer to be ~6 years old at that time)
What is Profile Mismatch?
individuals who are related to a PEP either directly or through marriage or similar (civil) forms of partnerships
What are Family Members?
This acronym refers to a the Department of Provincial Administration.
What is DOPA?
BPO KYC Checker 1: initial EDD for the user.
BPO KYC Checker 2: dispose the hit.
What actions are required for Brown Horse watchlist indicator?
Indicates that the person was born after January 1, 2000.
What does the NRIC prefix "T" signify?
Nationality and/or location are incompatible and dual citizenship is not permitted User is a Malaysian citizen; sanction individual is from Syria. Malaysia does not allow dual citizenship.
What is Citizenship Mismatch?
are individuals who are closely connected to a PEP, either socially or professionally.
What are Close associates?