Contributions/Distributions
What is the Contribution limit for 2023 for someone who is 44 years old and has taxable compensation?
What is 6500? (WEB5107405)
What is the Annual fee for select retirement accounts?
What is $75 (WEB5398502)
The branch can click on the trashcan in a recurring transfer to do what two things?
What is delete the next scheduled transfer or delete the entire reoccurrence? (WEB5060832)
After an exit and transfer is entered these will automatically transfer within 10 business days if they come into the account.
What is Residuals? (WEB5106769)
This process takes one account from one FA at one branch to another FA at a different branch.
What is Branch to Branch Transfer? (WEB042554)
What is the age limit to be able to make contributions to the Traditional IRA?
What is no age limit as long as they have taxable compensation? (WEB5107405)
Transitional Accounts have Annual Fee of ?
What is zero? (WEB5398594)
My contribution limit is $7500. I am at $6000 so far and its 12/31/23. When my recurring transfers happens on 1/15/24. What year will my contribution be for?
What is 2023? (WEB517037)
What will happen to accounts after the exit is complete and all the money/securities has been removed?
What is close? (WEB5106425)
Both parties will need to sign this form when splitting up an IRA internally and going through a divorce?
What is Internal Transfer Due to Divorce Form? (WEB046906)
What Tax form will a client receive for IRA contributions in the year 2023? When?
What is the 5498 and Mid May of 2024. (WEB039076)
The inherited IRA was open on May 1, 2022. They made a deposit into the account on June 1, 2022. Now they are going to close the account on June 1, 2023. Will they have a termination and annual fee?
What is yes because the 12 month waiver is from the date it was opened not when the first activity was in the account. (WEB5398594)
I can create fractional positions in TASC when transferring this security
What is a Mutual Fund?
When you move everything in kind from an Advisory Account to a Guided Account?
What is an Exit and Transfer? (WEB5106769)
How many days does Internal Transfers Due to Divorce have to be signed by both parties?
What is 60 days? WEB046906)
What is the code in Box 7 of a 1099R for a normal distribution?
What is 7? (Web047062)
How do you get ahold of the fee department?
What is service request? (WEB047476)
How many days do they have to e-sign the OPT LOA
What is 30 days?
What happens to securities that can't be held outside of Advisory?
What are the securities will be converted or sold. (WEB5106769)
This is a movement of existing mutual funds shares between a nonretirement account and IRA using a dollar amount?
What is Mutual Fund Dollar Transfer? (WEB051109)
What agreement does the client need on file before they can complete a distribution of securities?
What is Special Services? (WEB143643)
The minimum dollar amount for a Select IRA to remain open.
What is you have to leave $170 in the account for the closing fees if you are going to leave the account open. (Web5398501)
What kind of trust is required to always have a signature if over $50,000 and they don't have an OPTLOA on file?
What is an irrevocable Trust? Web038479)
This happens when the accounts go below the $2000 in a Guided Solutions account?
What is program exit? (WEB586180)
This LOA is used to approve future account to account transfers to all accounts listed on the form no matter the value.
What is an OPTLOA? (WEB038574)