VBA Banking Services
VBA Transactions
VBA OAA and Account Approval

VBA Settlement and Div. and Gain elections
Potpourri
100

The minimum amount for a CWR check.

What is $250?

100
This is the amount of seconds before market close that we cannot cancel a VBA mutual fund buy.

What is 6300 (105 minutes)?

100

OAA stands for this.

What is Open an account?

100
The settlement timeframe for a stock and etf is this.

What is t+2?

100

This is what AIP, AWP, and AES stand for.

What is automatic investment plan, automatic withdrawal plan, and automatic exchange service?

200

This acts very similar to overdraft with VBA CWR.

What is ARF (alternative redemption fund)?

200
These two departments can cancel a vba settlement fund only transaction.

Who are 4help and Fund access trade support?

200

Name on of the IRA types that cannot be open through OAA.

What is a simple ira, minor ira, or a mutli-sep?

200

The settlement timeframe for a vanguard mutual fund.

What is t+1?

200

This automated service is not available in vba.

What is AES?

300

This form is needed post upgrade if a client would like to continue using a bank they had on file prior upgrade.

What is the Updated Bank Authorization Agreement?

300

This is the Person(s) that can cancel a pending TA transaction.

Who is a TL(supervisor)?

300
A person with this license would have the ability to approve new vba.

What is a series 24?

300

The settlement timeframe for non vanguard mutual fund.

What is t+1 or t+2?

300

These are the extensions for Corporate actions depending on if they are client facing or non client facing Corporate Actions.

What are Extension 28440 (client facing) and 42288 (non client facing)?

400

This is the dept., extension, prompt, and sub-prompt if you have questions about CWR that cannot be found in a resource.

What are checkwriting, 42288, prompt 6, sub-prompt 5?

400
These 4 groups/persons can cancel a vanguard mutual fund trade in a VBA prior to 105 minutes.

Who are the client, the rep, a tl, and/or Fund Access Trade support?

400

Most online accounts that are opened go through this.

What is auto-approval?

400

most stock have these options for dividend and capital gains elections.

What are reinvest or transfer to settlement fund?

400

This group should be contacted if there is questions regarding a trading violation.

What is Credit/Margin?

500

Name 1 of the funds that cannot be utilized as a ARF.

What are:

  • High-Yield Corporate Fund Investor and Admiral Shares (29, 529)
  • Prime Money Market Fund Institutional Shares (66)
  • Total International Bond Index Fund Investor and Admiral Shares (1231, 511)
  • Emerging Markets Government Bond Index Fund Investor and Admiral Shares (1120, 520).
  • Emerging Markets Bond Fund Investor Shares (1431) and Admiral Shares (1531)?
500

This is the system a person would cancel a TA pending transaction.

What is VAST?

500
The current expected turn around for a manual vba account approval is this long.

What is 1 day?

500

these are the dividend and capital gains options for a vanguard mutual fund.

what are reinvest, send to settlement, send by check to client, or send to client's bank?

500

The full name of the 4help admin that came after me to assist with your phone coaching that also participate in the vanguard tennis league.

Who is Bradford Casten?
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