Let's Talk About Assessments
How many status choices are there in the “TPRM Status” drop-down on the TPRM Assessment Activity Spreadsheet?
10
These are made by executive departments and agencies and do not have to go through the bill process.
Regulations
Who taught us all about Microsoft Word Forms, content controls using the developer tab, and adding protection to a form?
Tim
Who are our five SME groups?
Information Security, Compliance, Operational Risk, Model Risk, and Credit
What are the two other most popular names for Santa Claus?
Kris Kringle and Saint Nick
What is the composite risk rating for a composite risk score of 80-119?
High
What year did the OCC release a bulletin providing guidance to national banks and federal savings associations on assessing and managing risks associated with third party relationships?
2013
Who helped sharpen our writing and grammar skills and shared a history lesson on writing, writing styles, and proper email communication?
Julia
What is the name of the document that we use to determine what SME reviews are required?
SME Questionnaire Applicability Chart
Which one of Santa's reindeer has the same name as another holiday mascot?
Cupid
What is the TPRM Risk Assessment Frequency for a Moderate risk rating?
Biennial
Who is ultimately responsible for overseeing the bank's overall risk management processes and ensures that the bank is operating in compliance with applicable federal and state laws and regulations?
Board of Directors and Senior Management
Who tested your knowledge on defining TPRM terms and acronyms, and if you got 5 in a row correct you won a prize?
Kasetra (Kay)
What is the maximum number of points that compliance can apply to the Composite Risk Score?
50 points
In Charles Dickens' A Christmas Carol, what was the first name of Scrooge?
Ebenezer
In the Relationship Overview Section what are questions 22-24 related to?
Human Resources
What does the OCC acronym stand for?
Office of the Comptroller of the Currency
Who taught us the importance of changing our world and thinking outside of the box to solve a problem? We even did a connect the dots exercise!
Danielle
When an Information Security review is triggered, who does TPRM contact to request the review?
Nobody. Vendor Management facilitates these reviews with Information Security.
In Home Alone, where are the McCallisters going on vacation when they leave Kevin behind?
Paris
What are 2 of the Performance Management activity options on the risk assessment?
Regular Meetings, Vendor Reporting, Reviewing Recorded Calls, Internal Reviews, Other
Besides the OCC name 2 or more agencies or departments associated with TPRM.
FFIEC (Federal Financial Institutions Examination Council's), FDIC (Federal Deposit Insurance Corporation), FRB (Federal Reserve Board) (Board) CFPB (Consumer Financial Protection Bureau)
Where can you access these Knowledge Share presentation materials?
TPRM 2022 Team Goal folder
When are credit points applied to the Composite Risk Rating?
When the VRP determines VFR is applicable (blue).
Which fairy tale was the first gingerbread houses inspired by?
Hansel and Gretel