Adhere to regulations, efficient execution practices, transparency, and excellent service to meet the needs of investors and maintain market integrity.
COH
Found in New York
NYSE
My company symbol is swoosh
Nike
Cruel stepmother will not let her go to the ball
What is Cinderella?
I put on weight easily
What is Jason's Fun Fact?
Involves transparency, regulatory compliance, market data dissemination, and risk management to support fair and efficient trading of debt securities.
Fixed Income reporting
The initials of the American Stock Exchange
AMEX
The best award for a college football player.
Heisman Trophy
Movies made By, J.K Rowling
Harry Potter
My favorite movie is "The Last of the Mohicans"
Michael
Role in market efficiency but requires careful risk management due to its inherent complexities and potential for significant losses. Regulatory oversight ensures fair practices and stability in the financial markets.
SS
These are issued by corporations and by government to raise funds
What are Bonds
An early version of this ball-&-racket sport in 13th century France was jeu de paume
What is Tennis
A movie about founding facebook
What is Social Network?
My favorite hobby is playing Darts
Will
Practice where multiple traders or entities collaborate to execute trades in a manner that may manipulate prices or deceive other market participants
Coordinated Trading
Mutual Funds ticker ends in this letter
X
Term used when a bowler makes three strikes in a row.
Turkey
What is Disneys first beast movie
What is Beauty And The Beast?
I played the drumsets
Neha
Enforced by the U.S. Securities and Exchange Commission (SEC) to prevent manipulation of securities prices during offerings
Reg M
This number tell you what the market is willing to pay for the company's earnings.
What is the Price per earning ratio (P/E)
This is the only sport to be played on the moon.
Golf
A 2010 Chevy that has problems talking
What is Transformers?
I can eat Sushi for the rest of my life.
Elena