This is what the first employee of the opening team is responsible for setting for the other branch employees.
What is the Opening Signal?
100
This is where the branch cash average can be found.
What is the branch dashboard?
100
This provides standards for banks to follow in the identification and verification of customers at account opening.
What is USA Patriot Act?
100
This act is intended to discourage the use of currency in illegal transactions by requiring banks to file reports and maintain records on specified customer transactions for possible use in criminal, tax, and regulatory proceedings.
What is the Bank Secrecy Act?
100
This needs to be filled out with cash purchases of monetary instruments totaling $3,000 - $10,000.
What is the Monetary Instrument Purchase Log (MIPL)?
200
This is used to document access to a device or inventory where no one individual is permitted access alone?
What are the dual control logs?
200
This can be used when the 3 month cash average of an ATM, SSB kiosk, TCD or Vault is less than $450,000?
What is sole control?
200
This is required at Personal Account Application, Opening, Conversion or Account Related Services.
What are disclosures?
200
This act requires financial institutions to provide uniform product information for personal accounts at account opening, when an account is converted to another product and upon verbal or written requests.
What is the Truth in Savings Act - Regulation DD?
200
This is a predetermined site that serves as a gathering place for employees and customers during an emergency situation requiring evacuation.
What is a safe haven?
300
Each branch should have a minimum of three of these - one copy is to be stored onsite and two copies offsite. They contain forms, task, and key contact information that can utilized in certain situations.
What are the emergency binders?
300
Surprise cash audits on cash vaults are required at least once during this timeframe.
What is monthly?
300
This external document must be presented to open up a Sole Proprietorship named ‘Scoops of Fun’?
What is an Assumed Name Certificate?
300
This act ensures prompt availability of deposited funds, and governs the length of time a bank may "hold" funds from checks deposited into consumer and business transaction accounts.
What is the Expedited Funds Availability Act - Regulation CC?
300
This are legal notices, instructions, orders, or similar documents that are issued by a court or government agency, or in connection with any lawsuit, and served on or delivered to any part of JPMorgan Chase.
What are legal papers?
400
This is any bank generated/customer provided document or paper material that, if compromised, could cause loss and/or embarrassment to the Corporation, the Bank, its employees, or customers.
What is confidential material?
400
This is used to determine the use of sole control or dual control on teller cash drawers, ATMs, SSB kiosks, TCDs and Cash Vaults.
What is the average amount of cash maintained?
400
This certification option should be selected for non-U.S. citizens with a Permanent Resident Card (aka Green Card)?
What is W-9?
400
This act require the availability of specific information about the Bank's efforts to meet community credit needs.
What is the Community Reinvestment Act?
400
This was rolled out in March 2013 and the tag line for it is ‘Chase Careers. Shape What’s Next’.