Financial Acronyms
What does TOA stand for?
Transfer of Assets
This is the current RMD age.
73.
This AVP is currently filling in for Team 6
Rachele
This form is used to open a Brokerage NR account.
F1BN-IS
Pittsburgh, PA is in this State
Pennsylvania
What does AOR stand for?
Address on Record
True or false; funds are typically taxed upon withdrawal from a retirement account.
True.
This prior Admin Solutions Team 6 Manager was recently promoted to AVP Project Manager for BSI
Kara Grant!
This form is used to establish TOD on an NR account
F75
Home of the Big Apple
New York
What does JTWROS mean?
Joint with Rights of Survivorship
This is the penalty for most pre-mature retirement distributions
10%
This Manager is moving to the IS side from IAS!
Abigail Pendleton
This form is used to transfer assets from an outside business account to an LPL account.
F2
Endless Corn Fields & Go Hawks!
Iowa
This information can be found on the TOAR screen in BETA
Account Receiving in Progress. Transfer request is pending review/progress.
This IRS form is generated when making contributions to your IRA account.
This Manager is from Iowa and has a niece on our team.
Jolene Bennett
This is the Relationship Summary Form Disclosure for all new prospects and clients.
Form CRS
This state bird is the Black-capped Chickadee
Maine
What does LPL stand for?
Linsco and Private Ledger
CM111
The CEO of LPL
Rich Steinmeirer
This form is used to update the Broker Dealer on a DB account to LPL.
F21
Delaware.