Investments
How many stock tickers / shares represent the S&P 500 Index?
What is 503 common stock shares... issued by 500 individual companies.
What are the two main types of trusts?
What are Revocable and Irrevocable?
This type of brokerage account is managed by an adult for the benefit of a minor until the child reaches a certain age.
What is a custodial brokerage account?
Who is our CEO & President?
Who is Matt Fleissig and Kelly Maregni
Used when a physical check must be cut from the custodian.
What is a Check Request?
What team should you contact via the Service Desk if you need a new portfolio created in Arrow?
Who is the Reporting Team
This term describes a company's first sale of stock to the public?
What is an IPO (Initial Public Offering)
The individual responsible for administering the trust, managing the assets, and distributing income and/or principal to the terms of the trust.
Who is the Trustee?
An account used to fund education expenses where growth is tax-deferred and withdrawals for qualified education expenses are tax-free.
How old is Pathstone?
What is 16 years old
An electronic money transfer across a network of banks or transfer agencies across the world.
What is a Wire Transfer?
This team is your go-to resource for questions regarding custodian paperwork
Who is Capital Markets
A type of risk that cannot be diversified away.
What is systematic risk?
The primary person who will benefit from the trust, usually family and loved ones, but can be a charity.
Who is the Primary Beneficiary?
This account is used for retirement and is funded with after tax dollars, offers tax-free growth potential, and allows qualified withdrawals in retirement to be tax free.
What is a Roth IRA?
DAILY DOUBLE!!!!!!!
What are the 5 Pathstone Distinctive Characteristics?
What is:
The foresight of an oracle.
The empathy of a counselor.
The resourcefulness of a start-up CEO.
The accompaniment of a lifelong ally.
The performance of a gold medal Olympic team
Transfers within the same custodial platform (example- you can transfer $50,000 from a Fidelity cash account to a Fidelity brokerage account this way).
What is a Journal Transfer?
What team can you turn to if you have a questions regarding a specific investment?
Who is Investment Research
A financial ratio that is interpreted as how much investors are willing to pay for each dollar of earning. Can be used to help evaluate how expensive a stock is compared to peers.
What is the PE (price to earnings) ratio
The beneficiaries whose interest vests after the primary beneficiary dies or their interest terminates for another reason.
Who is the Contingent Beneficiary?
This employer-sponsored retirement plan is commonly offered by public schools, certain nonprofits, and other tax-exempt organization.
What is a 403(b) plan.
According to the Pathstone website, how many Pathstone offices are there?
What is 20. 23 when you include Willow Street and Concentric.
Used when a client is moving assets (securities & cash) from one Custodian to another
What is a Transfer of Assets?
Who should you contact with questions or client information updates related to a Pathstone private investments?
Who is Fund Admin
What are the three asset class names that make up Pathstone's Core Reference Portfolio?
What is Growth, Diversifiers, and Liquidity
Who is appointed to carry out a deceased person's wishes specified in their will. They manage and protect the estate's financial assets including distributing assets and paying off outstanding debt/expenses?
Who is an executor?
This retirement plan is often used by self-employed individuals and small-business owners, allowing employer-only contributions to traditional IRAs set up for eligible employees
What is a SEP IRA
What two private equity firms own Pathstone?
What is Kelso & Company and Lovell Minnick Partners.
The act of collecting funds from a limited partner whenever the need arises.
What is a Capital Call?
Which team can you leverage when a client has questions about trusts or charitable giving vehicles?
Who is the Wealth Planning Group