Local offices often participate on this temporally named event which offers discounts on alcoholic drinks such as beer, wine, and cocktails.
What is Happy Hour?
100
Alert review and threshold setting are two tasks found within this sunny CLAMP box.
What is Yellow Box?
100
Caliber assists with performing this Transaction Monitoring validation exercise.
What is tuning or calibration?
100
This consulting maxim equates perceived value with real value.
What is 'Perception is Reality'?
100
This build up of transactions across multiple days that when aggregated would cross the reporting threshold is the most common money laundering scheme.
What is Structuring?
200
This cocktail, first developed and named in the 19th Century consists of sugar, bitters, whiskey, and citrus and is a favorite of Grand Rapids Partners.
What is an Old Fashioned?
200
If I'm a blue box expert, this is my specialty.
What is various answers at judge's discretion. Acceptable answers include: CDD, Customer Risk Rating, DCI...
200
This wedge solution will put your BSA program on the road to success.
What is PAR?
200
This practice of charging fewer hours than worked in DTE is a BIG No No!
What is 'Eating Hours'?
200
After this long, it's safe to no longer retain records.
What is five years?
300
This popular liquor derives its flavour from Juniper Berries.
What is Gin?
300
This green box component ensures a complete audit trail of investigation records.
What is case management?
300
This regulatory guidance provides the structure for our BSA audit work papers.
What is the FFIEC Exam Manual?
300
This popular corporate credit card is available to all Crowe employees for business travel!
What is Diner's Club?
300
Remembering this regulation that allows Financial Institutions to share information with the government is easy as PI!
What is Section 314(a)?
400
This fortified wine is produced in the Douro Valley of Portugal.
What is Port?
400
This challenging component of CLAMP will cause a BSA officer to be red in the face!
What is Single Customer View?
400
Tom Lazard leads this solution, which is the foundation of a Risk Based BSA/AML program.
What is a risk assessment?
400
Not using competitors products, parking in visitors spaces or using Wi-Fi for personal use are all part of what set of social protocols?
What is Client Etiquette?
400
Not to be confused with what you may/may not expense, this requirement to collect information on Wires > $3,000 is also known as this.
What is the travel rule?
500
This American Whiskey Variety is named for the former ruling family of France.
What is Bourbon?
500
Laying the groundwork for the CLAMP framework, this outermost ring that affects the entire institution is titled this.
What is an Enterprise Foundation?
500
Regulators expect Financial Institutions to use this method of ensuring their BSA program is commensurate with the customers, products, services and geographies of their organization.
What is a risk-based approach?
500
In order to become a Road Warrior, you don't need to drive a Pontiac through post-apocalyptic Australia like Mad Max, but instead log this many overnights in a 365 period.
What is 72?
500
Legislation conducted on this year, the same year as the first Earth Day, was initially enacted to combat tax evasion by organized crime.