Business Accounts
Personal Accounts
Random
100
Individuals who directly or indirectly control 25% or more of a company
Who are the Beneficial Owners of an Organization?
100
High Risk members must have this updated every 2 years
What is their Contact Management Information? Or what is Member information?
100
This is Corrie Schwab's role/title at Synergy Credit Union
What is the Risk & Compliance Analyst & Back up CAMLO (Chief AML Officer)
200
Every Business with a PO Box must have this on file.
What is the legal address?
200
This field must be specific, "Entrepreneur" is not good enough!
What is the occupation field?
200
The AML 45 flag in DNA represents this:
Who are our High Risk members?
300
Businesses Confirmation of Existence includes these:
What is Corp Search or Registered Trade Name or Meeting Minutes?
300
A person who holds or has held a prominent office or position in a foreign country as well as prescribed members of their family.
Who is a Politically Exposed Foreign Person (PEFP)?
300
FINTRAC WEBSITE: Guidelines to Suspicious transactions
Where do I find examples of Suspicious Transactions? Or Red Flag Indicators?
400
An organization that is non-for-profit and collects financial donations from the public would be considered this.
What is a charity?
400
When a homeless man deposits 10,000.00 cash in 20's, you'd better fill these out!
What is a (STR) Suspicious Transaction Report as well as the depositors name in the description field? (Bonus points - updated ID)
400
Up to $2 million and/or 5 years imprisonment
What are the Criminal penalties for failing to report a suspicious transaction report.
500
"Gas Station and Convenience Store” would be an example of this AML Requirement for businesses.
What is Principal Business/Industry?
500
Large Cash Transactions require one of these.
What is the depositor's name in the description field. (Bonus points - and up to date ID)
500

When entering members acceptable government issued Identification we must not enter this:

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