Bank Reporting
Bank Policies
Consumer Protectio
Info Security
Foreign Affairs
100
For a > $10,000 cash transaction (per day)
What is a CTR: Currency Transaction Report?
100
Informing customers about privacy policies and practices
What is an Opt-out form?
100
Law that allows you to get a report of your credit history
What is FATCA: Fair and Accurate Credit Transaction Act?
100
Protecting information by handling with care, locking up or shredding
What is securing Sensitive Documents?
100
Fees for favors
What is a Bribe?
200
Banks MUST notify law enforcement of terrorism financing
What is BSA: Bank Secrecy Act?
200
Law that requires rules for monitoring activity for money laundering
What is the US Patriot Act?
200
Law for Privacy of Consumer Financial Information
What is the Gramm-Leach-Bliley Act?
200
Tricking a person to share confidential information
What is Social Engineering?
200
Law against bribing of foreign officials
What is the FCPA: Foreign Corrupt Practices Act?
300
Credit records are maintained for accuracy and fairness
What is Fair Credit Reporting?
300
Information required for a new customer account
What is CIP: Customer Identification Program?
300
Law that government must have permission before accessing bank records
What is the Right to Financial Privacy Act?
300
Protection for the O.S. of your computer from hacking
What is Antivirus Software?
300
Agency that monitors transactions from international accounts that may be a threat
Who is the OFAC: Office of Foreign Assets Control
400
Banks record money for specific "risky" countries & identify account owners
What is the Patriot Act?
400

Behavior guidelines of the bank for all employees

What is Code of Conduct?

400
Equifax, Experian and TransUnion
Who are the Consumer Credit Reporting companies?
400
Eight or more combined characters used to log into devices
What is a Strong Password?
400
International money exchange system of trust with no records reported
What is Hawala?
500
Form for customer questionable behavior for Money Laundering
What is SAR: Suspicious Activity Report?
500
Step by step instructions for employee tasks at the bank
What is an Internal Procedures Manual?
500
Document to notify which third-parties that consumer information might be shared with
What is a Privacy Notice Disclosure?
500
Stealing someone's personal information without their permission
What is Identity Theft?
500
Those who are blocked from accounts because of US sanctions
What is SDN (Specially Designated National List)?
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