C
This BETA screen is used to update the client's mailing address.
ACTU
This is the amount of the annual LPL Custodial Fee.
$30
This is the process of turning over abandoned property to the states.
Escheatment
This security has a symbol that ends with an "X".
Mutual Fund
Financial Advisors are paid by this method on Advisory accounts.
Fees
This form allows the end client to list any other alias for his or her name.
One and the Same (OSL)
Outside Investment and Shell Accounts are also referred to as this type of account.
Direct Business
Non-Retirement accounts can also be referred to as this type of account.
Non-Qualified
An account with a product class code of BDA.
Dormant Account
This form is used to add additional account holders or trustees to an account.
F1C
This department handles questions regarding 401k plans.
Employer Plan Services (EPS)
This is the SLA for Express Mail.
2-3 business days
These are the 4 types of direct business: mutual funds, annuities, insurance, and __________.
Alternative Investments
These 2 move money methods have a 5 day hold when a contribution is made into an account.
ACH and Check
This is the total SLA for a NON-ACAT transfer.
10-30 business days
This is the SLA to process a form for an ACAT transfer.
1-3 business days
This is the form number for the Annual Client Review form.
F450
This is what DRS stands for?
Direct Registration Shares
Check writing transaction history is found here.
VEST
For a move money request to be processed same day submit the request before this time.
4pm est/1pm pst
This form is used to move funds from one non-retirement LPL account to another LPL account.
CM204
This is missing on the VALU screen for securities in an Outside Investment account.
Location code
The F443 form is used to make a change regarding this ______.
Change financial advisor
Estate assets pass from a deceased beneficiary to that beneficiary’s descendants is the definition of this word.
Per Stirpes
This is displayed on the TARS Beta screen.
TARS – Incoming Account Transfers Settled