TRADE SUPPORT & SERVICE
To look up the accrued interest of a fixed income security, one can use this resource.
What is Bloomberg (or Thomson)?
This is the standard settlement cycle for a US equity security.
What is T+2 ?
This individual is the ED of the Asset Servicing Team.
Who is Joe Aschenbrand?
The CMCP Connect Workstream hosting today’s CMCP Jeopardy event.
What is Training & Development?
DTCC is the acronym for this.
What is Depository Trust Clearing Corporation?
This application is leveraged to capture both fixed income and equity clearance breaks.
What is the Break Monitor?
This depository holds the majority of MSSB’s International fixed income securities
What is Euroclear?
A distribution of a company’s earnings paid to shareholders as decided by its Board of Directors.
What is a Dividend?
This interactive website informs you of all the latest happenings in CMCP.
What is JIVE?
This fee is assessed to all listed equity trades at a current rate of $13.00 per million.
What is the SEC Fee?
Advisory trades are executed in this capacity.
What is Agency?
DAILY DOUBLE
What is a Segregated Account ?
This event divides a company’s existing shares into additional shares at an established ratio to boost stock liquidity.
What is a Stock Split?
In April 2018, the CMCP Training & Development team hosted a training on development related resources available to employees, including a demo of this specific tool/resource.
What is Lynda.com?
The number of stocks in the Dow Jones Industrial Average
What is 30?
This type of investment meets specific investor needs using a customized product mix.
What is a Structured product/investment?
This method of settlement entails exchanging securities and cash with a counterparty simultaneously
What is Delivery vs. Payment? Commonly known as DVP (RVP is also acceptable)
This program uses an investor’s dividend proceeds to purchase shares on the open market.
What is a Dividend Reinvestment Program? (aka DRIP)
Name two of the three individuals in the 2018 JIVE Launch Party's winning photo.
Who are Eric, Stan, and Gary?
This US industry group represents securities firms, banks and asset management companies.
What is SIFMA?
These are three of the four types of advisory programs supported by AdvisoryTSS.
What are Portfolio Management (PM), Consulting Group Advisors (CGA), Unified Managed Accounts (UMA), and Separately Managed Accounts (SMA)?
TRUE OR FALSE:
Non USD Mutual funds can transfer via ACATs.
What is FALSE?
This event randomly selects municipal bond holders to have a portion or all of their bonds redeemed.
What is a Partial Call Lottery?
According to the Officer Spotlights posted on the CMCP JIVE site, this is the activity at the top of Dianne Tilley's bucket list.
What is to play the Torrey Pines golf course in California?
If a treasury trade does not settle on the contractual settlement date, the firm that failed to receive the bonds has the right to claim their counterparty under these industry agreed upon guidelines.
What is the Treasury Market Practice Group (aka TMPG)?