Confluence
What is the third annotated doc under Nationwide forms?
Client Financial Disclosure
What is the section and page for Exception MGA’s?
Section: Lifepro Coding, Page: Exception MGA’s
What is the last revision date of the Cost Basis Guide?
5/7/2025
What is the third bullet point under What Cases Get Suitability Review?
Transfer cases (lump sum funds) will require Suitability
What is the fourth bank listed on the bank sheet?
Associated Bank
True or False: a PR resident can list only a PO box as the mailing address
True
What is the fourth step under step by step first NIGO review?
Verify NAIC info is noted and correct
What is the definition of a trustee?
The person who is given legal authority to manage the trust’s property.
When is the agent’s printed name required on replacement form?
Only for a true replacement
Agent Jerry Fields is a Regions agent, and he forgot to sign the application. After 1 week, who do we email to notify of the NIGO?
abby@bankannuity.net