Schwab
What is the Schwab mobile platform/information hub for clients called?
Schwab Alliance
How do you/what form do you use to update the service team in PF?
Advisory Team Update Request
What is the dollar amount threshold for Std 100?
3M and above
What are the two initial documents CSA's send to clients?
FactFinder and Acknowledgement
What NFL team does Taylor Swifts boyfriend play for?
Kansas City Chiefs
What tab on Advisor Center can you find client personal information?
Profile Tab
What tab can you go under to update the PFs household name?
Relationship
What is the cut-off date for a client needing to be repapered with a new IAA?
Past 9/2022 is current and does not need to be repapered.
How many accounts do you open if a client wants to do Blue Owl Real Estate and iCapital Infrastructure?
1
How many months have 28 days?
12 – trick Q
Who has to update Schwab statements to email/paperless?
Clients, Ops cannot do this.
Where do you kickoff the Private investment tasks for CSA and ADV2?
Flow
What does it entail to be householded for billing with an existing MAWA client?
Must live in same house.
What types of ID can a client provide?
Passport and Drivers License
How many feet are in a mile?
5,280
What are the two legal forms Schwab oftentimes requires for the Estate process when a client passes?
Letters of Testamentary & Death Certificate
What are the 5 pieces of information you need to create a new trust in PF?
Legal Name of Trust, Trust Type, Tax ID, Date of Trust, and State of establishment
Is a Cash Management account considered Discretionary or Non-Discretionary?
Discretionary
What is the minimum investment for iCapital Monarch, iCapital Infrastructure, Blue Owl Credit, and Blue Owl Real Estate?
$100k
In the Disney film he’s alphabetically last of Snow White’s seven dwarfs.
Sneezy
What two IRA account types will Schwab not re-code past year contributions for?
SEP IRA & i401k
Under which tab are client meeting preferences listed
Relationship
For CFI accounts – what are two instances we do not bill CFI even if they are considered to be CFI accounts?
MA Employees & any qualified/ERISA type accounts (IRAs)
What are the name of the forms Ops sends out (can't say Sub Docs)?
Alternative Investment Letter of Authorization and Subscription Agreement
This film won the Best Picture Oscar in 2003, becoming the first fantasy film to do so.
The Lord of the Rings: The Return of the King