SAN
Referral guidelines require sending these documents to the client along with submitting your referral into this system
What is the Relationship summary: BD/IA disclosure, SAN disclosure brochure, acknowledgement form, & your individual brochure supplement, (if client has not been previously supplied with one)? Enter into ART.
My hobby is the stock market and I'm a crypto investor with Diamond Hands/HODL.
Who is Bert Bachle?
PPT 1
Holiday card
1971
When was Schwab Corporation founded?
IDT
Who is Investor Development Team?
Provides tactical investment management with a concentrated portfolio of individual stocks and bonds for the primary objective of generating alpha.
Cookson Peirce
My hobbies are honey-do's and my favorite movie is A Beautiful Mind. I also interned at Randolph AFB launching & retrieving T-38s in high school.
Who is Erick Loyola?
PPT 2
Webcam
Program designed to expand financial literacy to teens with a focus on reaching youth in under resourced communities & schools
What is Schwab Moneywise?
BM & RME
Branch Manager & Regional Market Executive
Offers comprehensive wealth management services to include access to private equity, private debt, hedge funds, structured notes, & opportunity zones.
Who is Beacon Pointe Advisors?
My hobby is collecting Starbucks mugs everywhere I've traveled and my favorite movie is Can't Buy Me Love. I also like to drink pickle juice.
Who is Patrick Terrell?
PPT 3
Dongle
First international office still open today & only other remaining international location
What are Hong Kong & the United Kingdom?
CS&S
What is client service & support?
Builds customized income investment portfolios with the goal of generating consistent income
Who is Capital Investment Advisors?
My hobbies include mountain biking, traveling, & house projects. My favorite movie is Stepbrothers and I can also pinch my toes! I also grew up on a small farm.
Who is Raul Guerrero?
DAILY DOUBLE
PPT4
Private foundation whose primary focus is supporting organizations dedicated to improving the public education system, closing gaps between students of different racial & socio-economic backgrounds to aid them in reaching their full potential.
What is the Charles & Helen Schwab Foundation?
NCOA
What is National Change of Address?
Provides comprehensive wealth management with access to CPAs, estate planning attorneys and maintains their own investment committee. Headquartered in Dallas, TX.
Who is Hightower Frontier?
My hobbies include lifting weights and my favorite movie is Wedding Crashers. I also lived near the Berlin Wall for 3 years when it was still standing.
Who is Greg Hernandez?
PPT 5
Greg's hippo
Total client assets
DAILY DOUBLE
CVRC