MoneyLink
MoneyLink added to John's IRA account, his external bank account is John Doe LLC with him as the authorized agent. Per ACH Party Relationship Tool add as:
3rd Party
What two items are required in order to accept a Certificate of Trust
The Trust must be revocable
A complete Certificate of Trust must be provided
The Comm Schedule when enrolling in OMT for the same household
FAHH
The third planet from the sun
Earth
How do we proceed if IM control and client assets were left blank
Default to Yes/Yes and note MyQ
True or False
If GIACT passed and a check is provided with initial paperwork the name on the profile should match the check.
True
When is Notarization required on a Revocable Trust
Two Grantors = Trustees, both resigned OR incapacitated.
Trust is still revocable by Trustee, but Grantors are deceased - Notary required
True or False
We push back for Country of Citizenship mismatch
False
Minnie's baby's gender
True or False
We can default the plan sequence number if missing on a I401K application.
False
It is not required
True 3rd party is not acceptable via what point of entry
AODS
What trust dates are acceptable
The original Date of Trust
Date the sub-trust went into effect (date of death)
The restatement date
Name a scenario when indexing in ACS is required.
Trust documents
407
Designated beneficiary
In the TV series "Breaking Bad," what is Walter White’s alias?
Heisenberg
Payment features are requested but anticipated activity is the only item missing on application.
Proceed to open the account without adding the checking feature
Schwab account has active profiles without IA Auth. GIACT search is required in these scenarios.
No successful history transactions
If the profile was originally added by TD Conversion
If the Trust title and trustees do not match the trust document, what supporting documents are required?
The additional page of the trust document evidencing the creation of the sub-trust
The page(s) of the Trust that names the successor Trustee or otherwise validates the appointment of the successor Trustee.
On a digital receipt, the suffix mismatches the existing profile, is pushback required?
It is not required on a digital receipt
Natalie's hire date
Sep 28, 2015
Name three items that can be taken from the existing profile if it was updated with in 15 days.
Country(ies) of Citizenship
GIACT results in "unable to verify," the next step is:
Run External GIACT
What are examples of acceptable proof of probate for a Testamentary Trust
What do we do if Trusted Contact Information did not carry over from the Digital Receipt
Enter any information that was not added
Schwab's new CEO's last name
Rick Wurster
Address of record must be updated on what two account types?
CRA
Organization