CD's
True or False: We can transfer all CD's in-kind.
What is false?, we can only transfer brokered CD's?
Vanguard Bond fund pays these out typically on a month to month basis.
What is bond fund?
The extension and prompt for margin.
What is 42288, prompt 1.
What is freeride?
The ext. for options.
what is 47202?
A brokered CD will transfer to this in a vba at maturity.
What is the settlement fund (cash)?
This pays out interest typically on a semiannually basis.
What is SBO?
If a client commits three 90 day restrictions in a rolling 52 week period, this will be placed on an account.
What is 1 year restriction?
What is 4?
The suggested timeframe we tell clients if they are looking to transfer a bank cd to vanguard.
When interest rates go up, this impacts the mutual fund _______ and the individual bond ________ the same way (it goes down).
What is nav (price), price?
The account type margin can assist with.
What is brokerage (vba or vbs is also acceptable)?
The group to contact if you have any question regarding cash due.
Who are Credit/Margin?
The levels only available for iras.
What is level 1 and 2?
What is Certificate of Deposit?
This type of bond fund may require currency hedging on vanguards part.
What are international bond funds?
Who is PI?
These two trading violations do not cause an auto 90 day restriction.
What is Unsettled Trade Liquidation and Late sale?
The client needs to this it they are already approved but would like to be approved for a higher level.
What is submit a new options application?
The type of cd that is FDIC insured.
What is possibly both?
This is a bond portfolio where you invest a relatively equal amount of money in fixed-income securities with staggered maturities, allowing the holder to reinvest at regular intervals.
What is a bond ladder?
The processing group that approves margin applications.
Who are Account Approvals?
In regards to non-retirement accounts and cash due this will automatically be extended to this ___ + ____.
What is "t" and "9"?
how to remove options on an account.
What is get the request from the client on the recorded line and submit the
VBS Maint_Clerical to facilitate an option removal?