Audits
Whether its Q1 or Q4, its always going
What is audit season?
This bank partner requires of the use of multiple boards called
What is the MondayBoard
This Team consistently finishes their training later than others
The Head of Compliance's favorite word in Compliance
What is enhancements?
This Team member's start date was no joke but jokes are usually had on this date
What is April Fools day? Jessica's start date :)
The length of time for the external audit that has latest the longest
What is one year and counting?
This bank partner requires a use of what board which is problematic
What is Azure Board?
This Team generally completes their training first
Who is Compliance? Yay!
Head of Compliance's favorite form of exercise when she has not fallen and cannot get up
What is cycling?
This familiar feeling hits compliance when someone says, “We’ve always done it this way.”
What is disbelief?
Out of all the audits, this audit wrapped the fastest
What is Risk Tool?
This is the average number of times a bank partner asks a member of the Team to resend a document previously sent
What is three (3) times?
This Team member worked with one subscriber so closely that it required marketing review how many times a day
What is two times a day? (Morning marketing queue and afternoon marketing queue)
Head of Compliance was once walking into this class at the exact same time as Dennis Rodman
What is soul cycle? (Note: He did not stay for the class)
The forbidden phrase from business that turns a small request into a massive compliance project
What is while I have you?
The auditors shared a live document and the Head of Compliance and Director of Risk witnessed this but the auditor said it never happened
We received this number of emails from one of our partners over the Thanksgiving Holiday
The partner bank located in this region does not like the smurfs
What is Utah?
Head of Compliance's father is a avid painter and he introduced her to this painter who never made mistakes
Who is Bob Ross?
All bank partners will say its a simple annual request but it leads to a plethora of additional questions.
What is annual due diligence?
The Head of Compliance and Director of Risk handled the situation through this type of document
What is a production log?
What is 1 email?
This particular trucker is great at posting but not so great at following the rules
Who is Alice?
Head of Compliance once spoke to this Movie Director about a certain star's epic motorcycle jump
Who is Christopher McQuarrie? (His daughter went to school with my neice)
The dreaded slack that will result in a hard pivot or complete change
What is - Do you have a minute?