CRM II
Compliance
80's Trivia
Famous Movie Lines
100
The name of the regulations intended to improve fee & performance transparency in the Mutual Fund Industry
What is Client Relationship Model II
100
What does MFDA Stand for?
What is Mutual Funds Dealers Association
100
Who was the American Track star that won 4 gold medals in the 1984 Olympics?
Who is Carl Lewis
100
I'll be back
What is Terminator
200
When a mutual fund dealer receives money from a mutual fund manufacturer it is called this?
What is Trailing Commission
200
What document is required to be completed before establishing a True Leveraging Strategy
What is Leveraged Investing Analysis form (LIA)
200
What was Eddie Murphy's caracter name in Beverly Hills Cop
What is Axel Foley
200
Do or do not, there is no try.
What is Empire Strikes Back.
300
Deferred Sales Charge funds typically have lower .... compared to No Load funds?
What is Trailing Commission
300
What document must be handed out to client when opening a New Mutual fund account.
What is Account Opening Agreement.
300
What 80's duo lost their Grammy for Best New Artist.
Who is Milli Vannilli
300
Say hello to my little friend!
What is Scarface!
400
The name for the methology that will be used by all fund companies to calculate a client's personal rate of return on their statements?
What is Dollar Weighted Rate of Return
400
Types of accounts that need to have Leveraged Investing Analysis form completed.
What is Non Registered and Tax Free Savings Account
400
What popular Rock Bank got their name from the 60's movie Barbarella?
What is Duran Duran
400
I feel the need, the need for Speed!
What is Top Gun.
500
The name of the regulatory body that is implementing CRM II?
What is the Canadian Securities Administrator.
500
What are our Compliance Guideines for Income & Age for clients to have for Leveraging Strategy.
What is no less than $50,000 in Income and younger than 60 years
500
What was ET's favorite kind of Candy?
What are Reeses's Pieces.
500
Go ahead, make my day
What is Sudden Impact
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