Retirement
Celebrities
Fails
100
T/F: IRA's are qualified retirment plans and the earning accumulate on a tax-deferred basis
FALSE
100
In the film 'The Mask', which actress starred alongside Jim Carrey
Cameron Diaz
100
How much time must be granted on a buy-in if the selling firm provides proof a security is in transfer
7 calendar days
200
What kind of bond is tax-free and is a red flag to an operations professional if found in a IRA account
Municipal Bond
200
In the 1997 film ‘Titanic’, who starred alongside Leonardo DiCaprio
Kate Winslet
200
A client must be bought in or an extension must be granted on this day if they are failing to deliver.
S/D + 10
300
What types of activities are prohibited in retirement accounts since the use of margin is not allowed
naked option writing and short selling
300
Who is the father of Blue Ivy
Jay-Z
300
If a trade is reclaimed, can a broker sellout another broker without providing notice?
Yes
400
DOUBLE Jeopardy
T/F: 401(k) plans are defined benefit plans and employers bear all the investment risk
400
who won the Academy Award for Best Actor in a Supporting Role this year, also the spokesman for Farmers.
J. K. Simmons
400
When must a broker provide another broker notice of an intent to buyin?
12pm 2 business days before due date
M
e
n
u