SEC
The SEC was established in 1934 under this legislative act.
What is the Securities Exchange Act of 1934?
This nonprofit corporation oversees the audits of public companies and SEC-registered brokers/dealers to protect investors and the public interest.
What is the Public Company Accounting Oversight Board (PCAOB)?
Passed in 2002 after corporate scandals like Enron, this Act established new or enhanced standards for all U.S. public company boards, management, and public accounting firms.
What is the Sarbanes-Oxley Act (SOX)?
MIH went public on ..
When is August 13, 2025
If a project or presentation was done exceptionally well, you might say the team did this to it.
What is "ate" (or "left no crumbs")?
The agency was created primarily to restore investor confidence following the stock market crash of this year.
What is 1929?
The two massive corporate accounting scandals that directly prompted the creation of the Board.
What are Enron and WorldCom?
Under SOX Section 302, these two specific corporate executives must personally review and certify the accuracy of their company's financial reports.
Who are the CEO and CFO?
Miami International Holdings, Inc. (NYSE: MIAX) lists its common stock on the
NYSE
The phrase blurted out at least five times a day when someone tries to speak while their microphone is turned off.
What is "You're on mute"?
Publicly traded companies are required to file this comprehensive annual report detailing their financial performance.
What is a Form 10-K?
The 2002 piece of federal legislation that established the PCAOB.
What is the Sarbanes-Oxley Act?
Under SOX Section 404, management must assess and report on the effectiveness of this company-wide structure designed to ensure accurate financial reporting.
What are Internal Controls over Financial Reporting (ICFR)?
The Ticker Symbol for Miami International Holdings
What is MIAX
The terrifying button you should rarely press when a company-wide announcement is sent out.
What is "Reply All"?
This "snapshot" statement shows a company's assets, liabilities, and shareholders' equity at a specific point in time.
What is the Balance Sheet?
Key Responsibilities for the PCAOB include
What is performing Registration, Inspections, Standard-Setting, Enforcement?
Also known as a "clean opinion," this is the best possible result for a company's financial reporting.
What is an Unqualified (or Unmodified) Opinion?
Name the 3 exchanges comprised under Miami International Holdings
What is
The automated email message you set right before you completely disappear for a long weekend.
What is an "OOO" (Out of Office) reply?
Under SEC regulations, specifically Regulation S-K, this designated filing—unlike the Annual Report—is used to notify the SEC and investors of unscheduled material events or corporate changes.
What is a Form 8-K?
The frequency of PCAOB inspections for large audit firms that issue reports for more than 100 public issuers.
What is annual (or every year)?
This Section of SOX requires the CEO and CFO to personally review and certify the accuracy of their financial reports.
Section 302
What is $23.00 per share
The holy grail outcome of a summer internship, usually resulting in a steady paycheck and a salaried position.
What is a full-time return offer?