Forms
How many pages does the IRA Distribution Request Form have?
7
Is BRS a WMS prefix?
They are our clearing firm.
CBMA
What is the most common eye color in humans?
Brown
If we have a distribution payable to a financial institution not payable to client. Do we still require the Client Verification Form (CVF)?
Yes, since the client is not the beneficiary of the funds, we will require the CVF.
If we have a $2,000 distribution on a WMS account, and the cash is available. Do we need to create a child case?
YES, we always need to create a child case.
Does Home Office or NFS process the Recharacterization forms?
NFS processes those. We submit them through a Service Message.
Is ICP approval needed to load a Check SPI?
Yes!
What sporting event is held every Memorial Day?
The Indy 500
Retirement account with AMA on file. Can the advisor create the SPI and PIP in ICP?
Do you NIGO the field if you need a raise cash in a F8T account?
No, you email the Fortuna inbox.
When you call NFS, what is the number you need to enter for MMLIS?
226121
True of False: Cash disbursement that doesn't have Margin approval will fall off the system at 4pm EST.
False. The cutoff is 6pm.
Originally, Amazon only sold what kind of product?
Books
If a client has AMA and no SPI on file, do they need to submit a form for a wire?
Yes, we will require either an SPI form to add the wire link. Or an IRA Distribution Form for a one time wire.
Is MQ3 to MQ3 journals loaded by WMS or Cashiering?
WMS - we should dispatch the case to Advisory Maintenance for processing.
Will NFS do a check correction that is within 60 days?
No, Home Office should enter a check correction into BOLA if it's within 60 days.
TRUA account that is sending $6,500 via 3rd party EFT (SPI on file). Does this trigger ICP approval?
Yes - since it's a 3rd party transaction, it will need ICP approval.
What is the most common first language in the world?
Mandarin Chinese
What is required when an account owner passes and owns an TODI account? Bene is claiming funds.
Who do we need to contact on MU6 accounts?
cashiering@brinkercapital.com
Who is Ana/Leads NFS contacts?
Thad and Brandi
Does Margin require to see additional documents for 3rd party transactions that are over $100k? (Accounts examples: LLC, TR, etc.)
Yes - they will require the "LOIs": TCIP, LLC agreement, Corporate Resolution, etc.
What year was Black History Month first celebrated?
1976