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100

A class of stock that represents equity ownership in a corporation. Owners of common stock, called shareholders, are entitled to the following rights: Voting rights to elect the members of the board of directors. Typically, shareholders may cast one vote per share. This is most seen as the riskier type of stock.

What is... Common Stock

100

The nominal yield paid by a fixed-income security.

What is... Coupon Rate

100

The increase in the value of a capital asset when it is sold.

What is... Capital Gain

100

The total value of a company's shares of stock.

What is... Market Cap

100

An offering of a company's securities to ______ markets.

What is... Public Offering

200

A different type of equity that represents ownership of a company and the right to claim income from the company's operations. This is most seen as the safer type of stock.

What is... Preferred Stock

200

You pool your money with other investors to "________" buy stocks, bonds, and other investments.

What is... Mutual Fund

200

A fixed-income instrument that represents a loan made by an investor to a borrower.

What is... Bond

200

A risk management strategy that creates a mix of various investments within a portfolio.

What is... Financial Diversification

200

A digital system that matches buyers and sellers looking to trade securities in the financial markets.

What is... Electronic Communications Network (ECN)

300

A centralized location where the shares of publicly traded companies are bought and sold.

What is... Stock Exchange

300

An individual participant or member firm of an exchange that buys and sells securities for its own account.

What is... Market Makers

300

The date on which the principal amount of a note, draft, acceptance bond, or other debt instrument becomes due.

What is... Maturity Date

300

The process through which an individual or institution takes on financial risk for a fee.

What is... Underwriting

300

Where securities trade that are not listed on major exchanges in the U.S.

What is... Over The Counter Market (OTC)

400

Indicates the performance of a certain market segment or the market as a whole.

What is... Stock Index

400
A document providing qualitative and quantitative information to investors that issuers must file with the Securities and Exchange Commission (SEC) in order to publicly offer securities.



What is... Registration Statement

400

A data point traditionally reported by printed financial news media, but more modernly included in data feeds from financial information sources online. The data point includes the lowest and highest price at which a stock has traded during the previous __ weeks.

What is... 52-Week Range

400

The end of a trading session in the financial markets when the markets _____ for the day.

What is... Close

400

A sale of stock shares or bonds to pre-selected investors and institutions rather than publicly on the open market.

What is... Private Placement

500

Investment companies that offer investors a way to pool their money in a fund that invests in stocks, bonds, or other assets. In return, investors receive an interest in the fund.

What is... Exchange Traded Funds (ETF)

500

A person or entity that is allowed to participate in investments not registered with the Securities and Exchange Commission (SEC.)

What is... Accredited Investor

500

An investment's annual income interest or dividends divided by the current price of the security.

What is... Current Yield

500

The starting period of trading on a securities exchange or organized over-the-counter market.

What is... Open

500

The difference between the high and low prices of the day, represented as a percent of the closing value.

What is... Day Range

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