Funds Going Ex
Corporate Actions
InvestOne
Accounting
Random
100
The percentage of income mutual funds are required to distribute annually.
What is 98%?
100
The definition of parity
What is "the state of being equal"?
100
Screen used to reverse a trade from a prior effective date
What is DARV?
100
The NAV calculation
What is TNA/Shares Outstanding?
100
The three main fund accounting groups
What are Retail, Institutional and FIC?
200
The two types of income distributed on ex-date
What are ordinary income and capital gain income?
200
The notification received 3 times a day from Corporate Actions
What is the CAN?
200
Report that details impacts to the NAV
What is the R86?
200
The date dividend income affects the NAV
What is ex-date?
200
The change in security value from the trade price to closing market price on trade date
What is Appreciation/Depreciation (App/Dep)?
300
The spreadsheet from Tax used to verify rates
What is the Final Rates Sheet?
300
An action where two or more companies combine
What is a merger?
300
Jump to code to access EMS
What is EMSCLEAR?
300
A way to calculate TNA
What is 1. Assets - Liabilities 2. Capital + Income - Expenses 3. NOA + Market Value
300
The Invest One transaction code for an FX contract
What is an OPCCT?
400
The EMS exception indicating a fund has distributed ordinary income
What is a 30?
400
The effect of a 2 for 1 stock split on security shares
What is double?
400
Screen used to translate a fund and refresh information
What is GLTR?
400
The dollar amount needed to change a funds NAV by .005
What is the half penny?
400
occurs when shareholder transactions are processed using a NAV other than prior days NAV
What is dilution?
500
The EMS exception indicating a fund has paid capital gains income
What is a 70?
500
EMS exception indicating the change in price of a security is over tolerance
What is a 104?
500
EMS Exception indicating there is a NAV impact on the fund
What is 95?
500
The application used to apply and validate end of day prices
What is GPWS?
500
Fee charged by a mutual fund to shareholders
What is a redemption fee?
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