Terms & Definitions
Spreadsheet which breaks down who is responsible for which OFAC responsibilities
What is the OFAC Team Duties spreadsheet?
Live Person stats are logged on
What is SharePoint?
Location of the LTRAK spreadsheet
Whats is SharePoint?
RFI stands for
What is Request For Information?
PO OFAC completed Match(es) Count needs to be logged on
What is "OFAC Stats Tracking" sheet?
This is what the letters of OFAC stand for
What is the Office of Foreign Assets Control?
Location of Blend More note example
What is OFAC Case Documentation?
Type of subpoena that requires a review date
What is Grand Jury?
OFAC Ad Hoc reviews & RFIs are logged on _______ for tracking purposes
What is OFAC Call Log?
You should do this if you come across a True OFAC SDN Match
What is notify leadership/OFAC supervisor immediately?
OGC stands for
What is Office of General Council?
During Live Person Chat, PII should NOT be sent without the use of
What is a Secure Form?
Set Grand Jury review date in PO as
What is upcoming Monday or Tuesday if Monday is a holiday?
If the non-member subject is a business, perform research to identify all the
What is owners/stakeholders?
One type of Fixed File
What is
*Credit Card Authorized User or
*Non Member Check Cashing or
*Power of Attorney
PII stands for
What is Personal Identifiable Information?
Issue code which is bypassed in Blend More upon completion of OFAC Compliance review
What is OFAC issue code?
This is what should be done if you see a subpoena request for an NFCU employee
What is notify leadership and do not log it on the excel sheet?
Forward all Wells Fargo RFIs to
What is BSA_RFI?
Website that can be used to search DPL information via inmate ID
What is BOP.gov or Bureau of Prisons/Federal Bureau of Prisons site?
This is the list of parties that have been denied export and reexport privileges
What is DPL?
Live Person status that tells the system that it can assign conversations to you (Select this when you are ready to start or resume your Live Person shift)
What is Online?
How would you log a subpoena in the Ltrak spreadsheet that seeks information on multiple people
What is log each individual in a separate row/line?
Manual OFAC scanning is to be conducted at ____%
After a PEP or DPL is recorded in the PEP & DPL Tracking spreadsheet, this is one of the steps that needs to be completed
What is:
*Upload supporting docs under Blue Name (PO & Ozark)
*Add Blue Name note
*Check if SAR was filed to determine review date (SAR filed = quarterly review, No SAR = annual review)
*Ensure match is showing positive in PO (if applicable)
*Add PEP Customer Review Date
*Log Associated with PEP (if applicable)
*Email your findings for new PEP to OFAC Compliance team
*Add to Ozark Risk Factors