It's all "FEE"sable
A client wants funds sent via Wire, this will be the fee amount for the Wire.
What is $25.00
This Department handles Outgoing Transfers.
What is Compliance Department?
The nickname for the stamp in Crystal’s office.
What is “The Child“?
A clients Transfer Request is over a certain amount; We must ask if they want it sent via _______or _______.
What is Check or Wire?
The added fee for an expedited Transfer.
What is $25.00
A Traditional account can be directly transferred to this kind of account.
What is another Traditional Sep or Simple?
We wait to process an Outgoing transfer form from an account with available Funds for this long.
What is 2 business days?
When a transfer form is processed, we do these 3 things with the form as part of our after funding.
What is Scan, upload, file?
A client wants to transfer his entire account via check, in addition to the check fee, the other fee is categorized as this.
What is the Termination fee?
These are 3 Examples of different Receiving Custodians.
What are Edward Jones, Charles Schwab, Fidelity, ETC....
A client wants to transfer their 401K account to another custodian with an existing TRAD account. This is not processed as a Transfer but a
What is (Direct) Rollover?
When no delivery method is stated on the form what is the type of funding we default to this.
What is Check?
A full account transfer via Wire will incur this fee amount.
What is $175.00?
We look for Signatures from these 2 people on a Transfer Form.
Who is the Client and Accepting Custodian?
We place a note in Dynamics for Transfers that include the amount, where the funds were sent and this.
What is how the funds were sent.
The minimum amount in which we need to verify the funding method for an outgoing transfer.
What is $250,000?
When we receive a transfer of over this amount that we must inform Karen immediately.
What is 300K
Always start here when initiating an Outgoing Transfer.
What is the Accepting custodian?
When overnighting a check, we do NOT use this mailing address.
What is a PO box?
A clients Digital Signature is only accepted when accompanied by this.
What is a Digital trail provided by the website?