Regulation of Attorneys
Ethical Rules and Codes
Atty Ethics and Paralegals
Confidentiality and Privilege
Unauthorized Practice of Law
100

The highest court of each state, using authority delegated by the Legislature, following the advice of the State Bar Association.

Who regulates attorney?

100

The most serious form of discipline for failure to follow the ethical rules binding an attorney.

What is disbarment?

100

The fundamental obligation that Attorneys (and their paralegals) provide able representation.

What is the Duty of Competence

100

True or false: All communications with an attorney are confidential

What is false.

100

The rule that prevents paralegals from being partners in a law firm, or receiving a referral fee

Prohibition of Fee Splitting with non-Attorneys

200

Bar Associations

What is the professional group of attorneys that proposes regulations to the State Supreme Court

200

The mildest sanction for attorney misconduct

What is a reprimand?

200

Failure to keep accurate track of due dates for various documents and court appearances can result in an inadvertent breach of the duty of competence through these.

What are missed deadlines?

200

True or false: All communications with an attorney are privileged

What is false

200

This action goes to the essence of legal practice.  Usually seen as the reason clients seek out attorneys, and paralegal may not provide it independently.

What is legal advice?

300

The Regulator that works with Bar Associations, and imposes conditions for admission to practice law

What is the State Supreme Court

300

Suspension from practice requires that an admitted attorney refrain from practice for a specified period of time (usually six months or a year)

What is an intermediate sanction for attorney misconduct?

300

Including incorrect information in a court filing may sometimes result in a breach of the duty of competence because of these

What are errors in documents?

300

1. A communication

2. Between privilege persons

3. That is confidential

4. Made for the purpose of obtaining legal advice or counsel

What are the elements of communication covered by the Attorney/Client privilege

300

Typically only attorneys may do it, but there are several exceptions for particular administrative agencies.

What is represent clients in court

400

The regulator that passes laws affecting attorneys - such as statutes prohibiting the unauthorized practice of law

What is The State Legislature

400

When an Attorney's unethical conduct causes his client to suffer losses, and civil liability is imposed on the attorney

What is malpractice?

400

failure to discover a relevant fact, or failure to uncover relevant case law or statutes can result in a breach of the duty of competence through this.

What is inadequate research?

400

1. The Client gives informed consent

2. the communication is necessary to properly represent the client

3. To prevent possible death or substantial bodily harm

4. To defend against a client's legal action

What are some of the exceptions to the confidentiality rule

400

Florida, California, and Louisiana

What are states with mandatory paralegal registration programs?

500

The basic requirements for admission to practice law.

What are: a) graduation from an accredited Law School, b) passage of the bar exam and c) an extensive personal background check.

500

Issued by the American Bar Association, and revised in 1983, this represented a major update from the Model Code of Professional Responsibility

What is the Model Rules of Professional Conduct

500

Materials representing an attorney's impressions or thoughts or analysis of witness testimony or legal strategy, or theory of the case, which are protected from disclosure

What is attorney work product

500

This national organization for paralegals as its official position on the regulation of paralegals is in favor of state by state regulation.

What is the National Federal of Paralegal Associations

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