Coverage
What are the analytics to be expected for Futures?
A. Edur
B. YTEM, YTEM, Edur
C. YTEM, YTEM, OAS, Edur
D. OAS, DPDCDS
A. Edur
If a bond is priced slightly at a premium and it is maturing tomorrow, yields will be:
A. Positive
B. NA
C. ZERO
D. Negative
D. Negative
How to verify if it is a false failure?
A. Check Security Overview
B. Check Prove It
C. Check Security Analysis
D. Check Security Modeling
B. Check Prove It
**
What is the primary purpose of the Source Share Workflow in a FIN process?
A. To determine the frequency of data sharing between the clients
B. To generate and send shared data from the source QNT
C. To enrich data after it is uploaded to the target client
D. To customize the Upstream job from the target client
B. To generate and send shared data from the source QNT
Kibana follows ___ and the PSD follows ____.
A. Local time and GMT
B. GMT and Local time
C. Local time and ET
D. ET and Local time
C. Local time and ET
**
If an STU security is unrecognized in ICE website but is recognized in OpenFIGI, what should be the next step in your investigation?
A. Follow the unrecognized security SOP
B. Go to Symbology and use the BBG ID
C. Request the security for TK coverage
D. Request the security for ICE coverage
B. Go to Symbology and use the BBG ID
**
For which of the following security types, can we expect dPdCDS to fail?
A. CDS
B. Agency Discount Notes
C. Only A & B
D. Convertible Bonds
C. Only A & B
**
Is it possible for one client to have differing methodologies per portfolio?
A. Yes
B. No
Yes
How are tickets that need monitoring added to the Shift Report?
A. By selecting the "Late/Missing Files" category in the ticket
B. By adding the Custom field (Monitoring) under the Category Information
C. By marking the ticket as "High Priority" in the system
D. By forwarding the ticket directly to the CQM Support team
B. By adding the Custom field (Monitoring) under the Category Information
**
______is the serial number we use to morph into client Environments.
A. FactSet Utility Serial Number
B. Client Serial Number
C. Production Serial Number
D. None of the above
A. Factet Utility Serial Number
**
Which of the following FQL codes show the security is available on FBL?
A. ISON_FBL_TERMS(ALL)
B. FSYM_FBL_IDS("lx")
C. FSYM_FBL_IDS("fdscusip")
D. None of the above
A. ISON_FBL_TERMS(ALL)
**
The calc from method is always __________ for OPT securities
A. Can either be Price of OAS
B. Price
C. OAS
B. Price
This is a composite holdings file that combines more than 1 OFDB
A. OFDB
B. ACCT
C. ACTM
D. CSTM
D. CSTM
**
In the Missing Report Workflow, what is the maximum monitoring period for a missing/incomplete T-1 file before resolving the RPD?
A. 10 business days
B. 1 week
C. 2 weeks
D. Until the client sends updated files
C. 2 weeks
In case the security has multiple sources, (DSMS, INTEX, MOODYS, FACTSET) based on the hierarchy, what is the priority among them?
A. INTEX
B. FACTSET
C. MOODYS
D. DSMS
D. DSMS
**
Which of the following is the correct SOP for Tri repo securities?
A. Unrecognized security
B. Resolve as valid
C. Reach out client to model the security
D. For T&C Verification
B. Resolve as valid
For OPT SEC_SRC bonds, securities with call option will have high _____duration.
A. Positive
B. Negative
C. Zero
A. Positive
**
What is the threshold limit for Paydown Return?
A. -3 to 3
B. -0.04 to 0.04
C. 0 to 0.5
D. -1.5 to 1.5
C. -1.5 to 1.5
Data integrity Notices alert us to potential issues with upload files from the client or custodian by highlighting significant changes in the number of lines, parsed ofdbs, and the file size is known as ___ notice
A. Parse Consistency Issues
B. Parse Consistency Transfer
C. Out-of-sync
D. Parser Error(s)
A. Parse Consistency Issues
Which of the following is the right file name for daily client escalation output file?
A. Portfolio Services Outliers Reconciliation failures for settle date 27 Jan 2026 - ma_prim $$MSL1
B. Portfolio Services Analytics Outliers investigations for 2026-01-27 ma_prim
C. FactSet - Portfolio Services Data Validation Report - 2026-01-27
D. Portfolio Services Reconciliation failures for settle date 27 Jan 2026 - ma_prim
B. Portfolio Services Analytics Outliers investigations for 2026-01-27 ma_prim
If Client have Moody's subscription, in which of the following scenario do we escalate to client for modeling?
A. Covered YES, Access NO, Outdated YES
B. Covered YES, Access YES, Outdated YES
C. Covered YES, Access NO, Outdated NO
A. Only A and B
B. Only A
C. Only B
D. Only C
A. Only A and B
**
The coupon payment for a floater can be computed by reference + __________?
A. Yield
B. Spread
C. Value
D. All of the above
B. Spread
What is the unaccounted trade formula?
A. (ending shares - beginning shares) - (quantity purchased or sold)
B. (ending shares + beginning shares) - (quantity purchased or sold)
C. (ending shares - beginning shares) + (quantity purchased or sold)
D. None of the above
A. (ending shares - beginning shares) - (quantity purchased or sold)
**
Whom do you reach out to for instances where a holiday calendar is not set and Expected data is enabled, resulting in a notice in the dashboard?
A. Account team
B. Reach out to the client
C. Engineering team
D. David Collins
D. David Collins
**
Which of the following is the right file name for single notification client escalation output file?
A. FactSet - Portfolio Services Data Validation Report 27 Jan 2026 - ma_prim $$MSL1
B. FactSet - Portfolio Services Data Validation Report for 2026-01-27 ma_prim
C. FactSet - Portfolio Services Data Validation Report - 2026-01-27
D. FactSet - Portfolio Services Data Validation Report 27 Jan 2026 - ma_prim
C. FactSet - Portfolio Services Data Validation Report - 2026-01-27