PM
Search across all accounts for which you are permissioned for positions that match your loaded security and display the security ticker
What is PM /T
AIM to ALPHA
What is ATOA
How to access Hidden Attributes
What is 58 <GO>?
The main function for AIM Compliance
What is CMGR?
Bloomberg Indices are all found in the function
What is IN <GO>?
Is used to construct and maintain strategy hierarchies
What is TAG <GO>?
OTC securities such as FI and FX products will have their price snapped during backend.
What is HPOS?
Shows single security transparency with all data points that Compliance currently is storing for any given attribute. Can be seen for any security held in database. Also shows historical data points
What is CMRG DATA <GO>?
Test environment for compliance.
What is ALCT?
A _______ is designed to transfer the credit exposure of fixed income products between parties.
What is a Credit Default Swap (CDS)?
Is a feature to update Historical Positions, P&L, Cost and effective date of ticketing actions.
What is Replay?
User needs to be enabled for LATT in FIRM FTP <GO>
What is Asset Transfer?
The 9 compliance template types
What are: Benchmark , Broker, Bucketing, Calculation, Diversification, Exclusion, Inclusion, Value, Weighted Average?
In CCLS, a model based on the GICS sector is set up by
clicking on the pencil icon next to “GICS” -> select the number of levels you want to copy -> create.
Allows you to plot a security's intraday pricing
What is GIP <GO>
Type 047 or 147, name:“fxxxxfull_position_refresh.inc”
What is Full Position Refresh
Client is questioning the factor listed in AIM FWP, the factor displayed doesn’t match what the client knows as the most recent factor
What is CPD/PDI?
Users need to be careful when they are changing the expression of these special templates. _______________ should not be removed from the pre coded expression.
What are hidden attributes?
In VMGR you can input your pre-canned trader notes for violations that ask for a Trader Note
What is System Settings
A function that allows you to organize and share information on securities, people, research, and news stories with your contacts.
What is NOTE <GO>?
Positions are made up of 6 elements
What are Account, Security, Side, CFD, Strategy, Prime Broker?
CCLS has two main categories
What are Custom Sectors and Multi-level Classification?
__________ and ___________ are old functionality CCLS has been and will continue to be the replacement for those functions.
What are MODE<GO> and SECT<GO>?
On ERA Regulatory clients have access to exclusive reports with the “as-of” reporting feature two key report?
What are Compliance Rule Status by Scope and End of Day Compliance Violations
Bloomberg's music band
Who are the Help Helps?