Pop Culture
This show marked its 27th year on TV. It is the longest-running scripted prime-time TV show in the United States
The Simpsons
How many Peer-to-Peer recognitions can you give each quarter? (digits)
5
This rule requires broker-dealers to establish, maintain, and enforce written supervisory procedures.
What is FINRA Rule 3110?
This sports team beat a 100 year drought for a championship in 2016
Chicago Cubs
Where is world's largest J.P. Morgan office building located? (City)
Columbus
This process, required by the USA PATRIOT Act, involves verifying the identity of customers.
What is the Customer Identification Program (CIP)?
This 80's album is the best selling album of all time
Thriller
What does the "J" stand for in J.P. Morgan?
John
This is the minimum net capital requirement for a broker-dealer that acts as a prime broker.
What is $1,500,000?
This elusive British street artist, known for his provocative and political graffiti, has remained anonymous despite global fame.
Banksy
What does the "P" stand for in J.P. Morgan?
Pierpont
This rule governs the handling of customer complaints and requires firms to maintain a separate file of all written complaints for a minimum of four years.
What is FINRA Rule 4513?
This iconic fashion designer, known for the "New Look" that revolutionized women's fashion in the post-World War II era, founded a luxury fashion house in 1946.
Christian Dior.
What year did J.P Morgan merge with Chase Manhattan?
2000
This is the maximum civil penalty for insider trading violations under the Insider Trading and Securities Fraud Enforcement Act of 1988.
What is the greater of three times the profit gained or loss avoided or 1 million?