Who can help?
I need help placing a distribution.
IRA Department
64619
Settlements
On a farm, a kid is a baby what?
Goat
PV-401
Entity New Account Application
How do I correct a SSN after the NAA has been signed?
W-9 or corrected NAA.
Corporate Actions
64014
Online Support
What is the name of the bear in The Jungle Book?
Baloo
PV-569
Non-qualified Internal Account Transfer Request
What do I need to update a client's name?
Letter of Instruction requesting update, as well as a copy of a government issued document or ID reflecting name change.
My client brought me a Power of Attorney document, but I don't know if it meets legal requirements.
Accounts Team! RC can also help so brownie points if you can answer yourself.
64129
Sales Supervision
What is the state of Texas often referred to as?
The Lonestar State
PV-111
Advisory Account Closure Request
A new account must be opened for the surviving owner. Rep should submit the NAA, a copy of the death certificate, and an internal transfer request to move the funds.
Client wants to know when their next CD interest payment will hit their account.
CD Trade Desk
64652
Annuity Commissions
What is the name of the Minnesota Vikings current mascot?
Viktor
PV-074
Beneficiary Election Form
My client doesn't have a POA, but wants their child to have only trading privileges on their account.
Limited Trading Authorization
Government reporting, or in some cases Compliance (either answer accepted)
64607
Accounts Team
What European nation consumes more Mexican food than any other?
Norway
PV-191
Worthless Securities Authorization
I'm opening an informal trust account, do you need the entire trust document? (hint: two part answer)
1. No
2. We just need the pages that show:
- Trust name
- Date of trust.
- Names of the trustees
- And the signature page containing the grantor/settlor signatures