BSA/AML
The length of time allowed after detecting facts that may constitute a SAR filing.
What is 30 days?
The number of team members within TPRM.
What is 7?
The department that handles oversight for adherence to laws and regulations.
What is Compliance?
ERMC is the abbreviation for this group.
Who is Enterprise Risk Management Committee?
The year our company was founded.
When is 1999?
The person(s) ultimately responsible for the oversight and execution of the BSA/AML program.
Who are the Board of Directors?
This third-party type is comprised of organizations that share revenue.
What is a partner?
UDAAP is an acronym originating from the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.
What is Unfair, Deceptive or Abusive Acts or Practices?
KRI is the abbreviation for this monitoring activity.
What is Key Risk Indicator?
The year Green Dot became a bank.
When is 2011?
OFAC is the acronym for this regulating agency?
What is the Office of Foreign Assets Controls?
The number of tiers TPRM uses to monitor vendors.
What is 4?
The primary federal agency supervisor of Green Dot.
What is the Federal Reserve Bank?
The level of threat remaining after all controls have been considered.
What is Residual Risk?
This is the year MoneyCard launched.
What is 2007?
The year the Bank Secrecy Act was formed?
When is 1970?
The number of risk categories recognized by Green Dot.
What is 8?
Privacy Notices may be provided to customers in these three instances.
What is Initial, Annual, and Revised?
NIRA is the acronym for this valuation.
What is New Initiative Risk Assessment?
Green Dot's name prior to being Green Dot.
What is Next Estate Communications?
The three layers of Money Laundering.
What is Placement, Layering, and Integration?
TPRM is governed by the FFIEC. Name 4 of the 5 banking regulators that comprise this regulatory agency.
FRB - Federal Reserve Board of Governors
FDIC - Federal Deposit Insurance Corporation
NCUA - National Credit Union Administration
OCC - Office of the Comptroller of the Currency
CFPB - Consumer Financial Protection Bureau
State agency that is the primary supervisor for Green Dot.
What is Utah Department of Financial Institutions?
The level of risk considered to be acceptable by our organization in order to achieve our business objectives.
What is Risk Appetite?
The name of Steve Streit's dog.
Who is Professor Dog?