Forms
The Rollover Election Form
What is the 1236?
The advisor that has the same last name as a prolific serial killer
Who is Bill Bundy?
The disclosures you must send before giving advice to prospects/clients
What is Reg BI & Form CRS
This is where Home Office is located
What is St. Petersburg, FL?
This bean transforms into what is the most popular hot drink in the world
What is coffee?
These two forms can be used to add a SWE to a retirement account
What is the 6160 and 1000?
The advisor out of Arizona
Who is Grant Williams?
This is the annual gift limit per client
What is $100?
This is the minimum amount needed to invest in Freedom
What is $25,000?
To summon this superhero, a distress signal lights up the sky with an iconic symbol
Who is Batman?
This form allows someone besides the client to place trades on their behalf
What is the 1115 or Limited Trading Authorization?
This advisor has 24 years of experience & has only worked for BOCIS
Who is Pat Varney?
This needs to be added to the subject when screenshotting a personal text from a prospect/client
What is RJTM?
This is the Chair and CEO of RJ
Who is Paul Reilly?
White, black, and green types of this drink all come from the same plant - Camellia sinensis
What is tea?
For recording the deposit, fill this out if you are sending a check directly to third party companies
What is the 1715?
This advisor previously worked for Waddell & Reed
Who is Mick Speck?
The time period you have to link an annuity/life insurance policy/529 to remain the broker of record and receive trails
What is 90 days?
This is the year Raymond James was founded
What is 1962?
In 1937 his sister said he had "hats of every description," which he would use as a "foundation of his next book."
Who is Dr. Suess?
Use this form if your client over contributes to a retirement account
What is the 1433?
This advisor was hired on 03/01/2016
Who is Tim Edgar?
This is one of the top three FINRA audited items for 2023
What are OBA's?
What are Private Securities Transactions?
What is Reg BI?
This is the Council you are awarded if you are in the top 100 RJFS advisors
The first close-up images sent back to Earth from another planet were from a Russian probe on this planet in 1975
What is Venus?