Regulations
IDC / SMDR Duties
Release Authority
Disclosure & Access
Amendments / Penalties
100

What instruction series is the lesson based on for safeguarding medical record information?

SECNAVINST 5211.5 series.

100

As the SMDR, IDCs must familiarize themselves with what two major privacy requirements?

HIPAA and SECNAVINST 5211.5.

100

Who is authorized to release information from a medical record?

Officials having cognizance over the requested matter.

100

When may information be released to the individual concerned?

Unless the releasing authority believes it might be injurious to the member’s physical or mental health.

100

Individuals may request amendments when their personal records are what?

Inaccurate or irrelevant.

200

What 1996 federal law is listed as a reference for protecting health information?

HIPAA, the Health Insurance Portability and Accountability Act of 1996.

200

IDCs are responsible for safeguarding the rights of others by allowing people to know what?

What records are maintained.

200

Authorized officials may also be what, as designated in DON systems notices?

Systems managers.

200

Release to a representative of the individual is authorized upon what?

Written request.

200

Except for routine administrative changes, amendment requests must be in what form?

In writing.

300

What is the Chief of Naval Operations responsible for under the Privacy Act Program?

Administering and supervising execution of the Privacy Act for the Department of the Navy.

300

What must personnel be allowed to do with their own records?

Access their records.

300

Officials may respond to requests for what three record actions?

Notification, access, and amendment of records.

300

Release to other government departments and agencies is made on what basis?

A need-to-know basis.

300

Who has the burden of proof in a record amendment request?

The individual.

400

Who acts as the Privacy Act principal coordinator for SECNAV?

The Chief of Naval Operations.

400

When discrepancies are noted, what must be permitted regarding records?

Amendment of those records.

400

For release to the public, individual information is considered what?

Private and confidential.

400

What form is used as the Record of Disclosure?

OPNAV 5211/9.

400

Within how many working days must a written acknowledgment be provided after receiving an amendment request?

Within 10 working days.

500

What is the Commandant of the Marine Corps responsible for under the Privacy Act Program?

Administering and supervising execution of the Privacy Act Program within the Marine Corps.

500

Records obtained for one purpose cannot be used for another purpose unless what occurs?

Consent is obtained.

500

Any disclosure that would constitute what should not be made?

An invasion of privacy.

500

Why must each activity keep an accurate accounting of information released?

To allow individuals to determine to whom their records have been disclosed.

500

Under HIPAA, if wrongful disclosure is committed with intent to sell, transfer, or use health information for gain or malicious harm, what is the maximum penalty?

Fine up to $250,000, imprisonment up to 10 years, or both.

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