MARGIN
SERVICE CENTER
FORM CENTER
ACATs
TAX STATEMENTS
100
The initial Regulation T requirement for the purchase of a marginable stock.
What is 50%?
100
This is the year that a secondary Service Center was established in Denver, CO.
What is 2010?
100
Form SF1000
What is the Brokerage Account Application?
100
This is the minimum account value required to receive the full $100 transfer fee reimbursement through Scottrade's SWITCH campaign.
What is $10,000?
100
This form is used to report sell transaction proceeds for the tax year.
What is a Form 1099-B?
200
The number of cash account liquidation violations that will result in account closure.
What is 4?
200
This is the first year that direct Technical Support was offered to Scottrade clients.
What is 2002?
200
Form SF1062
What is the Signature Page?
200
This is the minimum amount of account equity required to remain at Scottrade when a client requests a partial outgoing account transfer.
What is $500?
200
This form is used to provide Scottrade clients with their Required Minimum Distribution (RMD) information.
What is a Form 5498?
300
The number of margin account free-ride violations that will result in account closure.
What is 3?
300
This is the year that Scottrade began supporting social media inquiries (Twitter, Facebook, etc.).
What is 2009?
300
Form SF1013
What is the Account Linking Request?
300
This is the timeframe for residual transfers to be processed for a partial outgoing ACAT.
What is None? (Residuals are processed for full ACATs, not partials.)
300
This form is used to report distributions from a Coverdell Education Savings Account (ESA).
What is a Form 1099-Q?
400
The minimum account equity required to obtain margin trading approval.
What is $0?
400
This is the year that Scottrade first offered Chinese speaking broker support.
What is 2003?
400
Form SF1026
What is the Transfer on Death (TOD) Agreement?
400
A Medallion Guarantee Stamp is required by Scottrade for this type of outgoing account transfer.
What is a Non-ACAT physical transfer?
400
This form is used by taxpayers to report investment gains and losses on their personal tax returns.
What is a Schedule D?
500
The Scottrade department that approves client requests for margin trading privileges.
What is None?
500
This is the year that the Scottrade Service Center was first organized as a standalone department.
What is 1996?
500
Form CC5200
What is the Mutual Fund LOA to Change Dividend/Capital Gains options?
500
This is the fee charged by Sharebuilder for full outgoing account transfers.
What is $75?
500
This form is used to report U.S. source income for non-U.S. citizens subject to withholding.
What is a Form 1042-S?
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