History
Geography
Famous People
Tools
Advice
100
2005, by Joe Duran
What is the year United Capital was founded?
100
United Capital's main headquarters location
Where is Newport Beach, California?
100
Chief Executive Officer and a founding partner of United Capital. A three time author and widely recognized expert in the field of entrepreneurship.
Who is Joe Duran?
100
This team assists you through the on-boarding process and training at United Capital. They are available for questions, vent frustrations and discuss ideas, and can answer many questions.
What is the All-Star team?
100
A unique exercise created by United Capital which utilizes a series of cards along with an open, honest dialogue with your financial adviser.
What is Honest Conversations(R)?
200
Developed in 2010; A tool for clients to better understand how they think about money.
What is Money Minds(TM)?
200
This office is located in the 4th largest city in the United States. It currently has two United Capital offices, and is the home of your All-Star, Marie Casement.
What is Houston?
200
Chief Financial Officer who executes the company's business plan and manages the coordination of the key operational functions of the company. He serves on the Executive Committee and on the board of directors of UCFA.
Who is Gary Roth?
200
An online resource to find information from each department.
What is the B.R.A.I.N?
200
The way you make financial decisions determines your entire life and every financial decision we make is based on your preconceived way of thinking.
What is Money Mind(TM)
300
Originally developed by Michael Duncan, an MD in New York/New Jersey; An experience for clients to have an open conversation about money and understand what really matters regarding financial goals.
What is Honest Conversations(R)?
300
Since 1996, this group (located in Boston) has been helping plan sponsors with the myriad of activities associated with operating qualified and non-qualified retirement plans. There goal for every client is the same: an ERISA compliant plan, which provides below market cost administration and best in class investment managers.
Who is the PFE Group?
300
Chairman of the Board; A retired private investor whose career spans more than 25 years in the investment business. Chairman, and President of Centurion Capital Group Inc., a California based asset management organization that manufactured and distributed a broad range of investment products including separate account, mutual fund, and variable annuity wrap programs. Holds a PhD and MA, both in Economics, from the University of Chicago and a BA in Economics from Yale University.
Who is Robert "Bob" W. Doede?
300
Salesforce Social Media & Collaboration Network
What is Chatter?
300
This person is currently responsible for field advice implementation at United Capital Financial Advisers, Inc. In this role, he assists in subsequent training in the UCFA advice and deliverable models.
Who is Mark Ciucci?
400
1. We Improve Our Client's Lives 2. We Improve Each Other's Lives 3. Every Day We Improve at 1 and 2
What is "What We Stand For"?
400
New Operations and Training Facility
Where is Dallas?
400
Leads our Business Model Development group, responsible for improving performance and creating scale in the United Capital process while delivering a great client experience. Stephanie supports the acquisitions team in management of the on-boarding and certification processes and leading the training and development group.
Who is Stephanie Bogan?
400
Located on the Investment Management BRAIN; Tool used to build portfolios and calculate fees
What is the Portfolio Builder?
400
This person is responsible for the overall management of the Advice Department. The Advice Department produces client deliverables and regional office support documents.
Who is Jarrod Upton?
500
This office is located in the Northwest in a location known for rain. It is the most recent to join United Capital and brings much talent on the Investment Management side of the business.
Who is Seattle?
500
This state houses a few of our off-site employees - Brandon Gage, Mark Ciucci and Kelly Knight. Located in the Eastern time zone; these guys are hard at work by 5am Pacific.
Where is Michigan?
500
This CFA(R) holds overall responsibility for investment research and management at United Capital Financial Advisers, LLC and is the Chairman of the Investment Committee. He is responsible for the design, implementation and monitoring of the United Capital's investment strategies including initial and ongoing due diligence and the selection and replacement of investment managers.
Who is David Hallman?
500
Centralization office located in Dallas, Texas that helps create client advice deliverables which include an Executive Summary, Net Worth Summary, Goals & Objectives and an action plan.
What is the Advice Group?
500
Get to know and understand your way of thinking about money, discover what is important to you, exchange ideas and make course corrections. In short, we put you in the co-pilot seat as we put your unique plan into action.
What is United Capital's advice process?
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