Easy Peasy
Fee write-offs
Move Money- Level I
Brokerage to MWP
Account Conversions
ACH to/from on demand banking instructions
Move Money- Level I
Updating client contact info like phone number
Client Data Updates
Only to be used for special orders
AOE (COE only)
Converting American Funds A to F2
Share Class Conversions
Adding POA to an IRA account
Account Maintenance/Features
RMD Service setup
Move Money- Level III
IRA Recharacterization
Move Money- Level III
Assisting clients with WealthVision/eMoney
WealthVision Client Support
Linking direct business positions
Networking
LPL Proposal Tool/ AdvisoryWorld
Add ACH on demand
Move Money- Level II
Filling out American Funds 529 plan new account paperwork
Direct Business Form Population
Selling stocks and mutual funds
Trading Support
Reviewing statements and initiating requests to bring assets to LPL
Account Transfer
Non-form related updates like model/portfolio selection changes
Managed Account Actions
Opening Donor Advised Fund accounts
New Account Opening- Level III
Data entry to update realized gains/losses up to 25 line items
Cost Basis Updating (1-25 )
Schedule an annual review
Calendar Management & Scheduling
Calling Pacific Life to obtain beneficiary change form
Direct Business Outreach
Pulling statement/tax forms from ClientWorks
Reporting
Check to Third Party
Move Money- Level II
Preparing redemption paperwork
Alternative Investments
Sending invoices out to clients for financial planning
Advice Pay