Money Movement
TOA
Maintenance
Misc
TEAM LEE LORE
100

The number of days at which a check is considered staledated?

180 days

100

The difference between G1 and G2 restrictions?

G1 - ACAT TOA out, G2 - non-ACAT TOA out

100

The account type NOT eligible for interested party?

International SPS accounts

100

Who to email to expedite debit card?

CSSCardsupport@fmr.com

100

The newest person on Team Lee?

Odi

200

The contribution year in ICP for SEP IRA contributions?

The current year

200

The information we look for on statements for TOA's in?

Account registration, client's name, delivering firm account number, assets being transferred

200

4 reasons signature guarantees could be NIGO?

Invalid ink, missing guarantor sigs, illegible stamps, copied MSG, consular/military seals, non-MSG, destroyed/inactive MSG, missing/lost/stolen MSG, stamp not in Kemark database
200

The only calls that will NOT overflow to SSG2 from SSG3 in direly busy times?

Alternative investments

200

The person who ALWAYS has Teams notifications on, but lectures Katie to not be online late in the evenings?

Nhuy

300

A 3rd party journal requires an LOI at this dollar amount or greater?

$38,000

300

The cutoff time for DWAC inbound requests?

Before 3:30pm EST - entered into BREC

Between 3:30-4pm EST - best-efforts

After 4pm EST - next business day

300

The process to remove LB restriction?

see GPS

300
The process if a client wants to positively speak to your supervisor?

Message HD - treat like an escalation :)

300

The person on loan to SSG2 currently?

Rachel

400

A 3rd party (no common SSN/TIN) journal requires HRT at this dollar amount or greater?

$0

400

The steps to determine if an asset is DTC eligible?

BSEC DISP + CUSIP
400

How a client can remove interested party themselves online?

Accounts & Trade > Documents > Share Documents > Remove access to shared documents > choose names and accounts

400

How to reach the mail room to search for an item?

email EPSFBCImgResrch@fmr.com

400

The person on the team who has worked at Fidelity the longest? 

Zeb

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