Oops! I PD'd again!
No Cap on CAPAs
Scribe and Prejudice
Eyedentify This!
Compliant or Compli-ain't?
1

What is a protocol deviation? (be specific)

what is ... Any instance where the study is conducted in a way that does not fully comply with the approved protocol, SOPs, or regulations.

1

What does CAPA stand for?

what is ... Corrective and Preventive Action.

1

Name the guidelines we utilize to ensure proper documentation?

ALCOA+

1

What does an OCT scan measure?

what is...Retinal thickness and structural changes.

1

What is an adverse event (AE) in a clinical trial?

what is...Any untoward medical occurrence in a subject, whether or not related to the investigational drug.

2

Give one example of a minor protocol deviation and one example of a major protocol deviation

Minor: what is ... Subject missed a visit window by one day. Major: what is ... Subject was enrolled despite failing inclusion/exclusion criteria.

2

What is the difference between corrective action and preventive action in a CAPA?

what is...Corrective action fixes the immediate issue; preventive action ensures it does not happen again.

2

Which ALCOA principle does this break: A research coordinator can use white-out on source documentation if they make a mistake.

Original, Enduring, Contemporaneous, Accurate, Consistent

2

What is the primary endpoint in most retinal disease clinical trials?

what is...Change in best-corrected visual acuity (BCVA).

2

Name two reasons why a subject might be withdrawn from a clinical trial.

What is...Safety concerns, protocol noncompliance, investigator decision, sponsor decision, or subject withdrawal of consent.

3

What 3 important evets occurred in the past to create ICH, IRB, and the world of research that we are used to operating in today?

3

What is the first step in developing a strong CAPA?

what is...Conducting a root cause analysis (RCA) to identify the underlying issue

3

Name at least 5 different imaging modalities

OCT, OCT-A, FP, FAF, FA

3

True or False: Retinal vein occlusion is a type of hereditary eye disease.

what is...False. It is a vascular event typically related to hypertension or diabetes.

3

What are the three main ethical principles outlined in the Belmont Report?

What is...Respect for persons, beneficence, and justice.

4

True or False: A minor protocol deviation never needs to be reported to the sponsor

what is ... False. Minor deviations should still be documented and reviewed during monitoring visits

4

What are two common reasons CAPAs fail?

what is...Too vague, no measurable outcomes, failure to assign accountability, not targeting the root cause, or lack of follow-up.

4

A subject verbally denies taking a medication, but it appears in their external medical records. What should the research staff do?

  1. Document the discrepancy with a continuation note and seek clarification with the subject or prescribing physician.
4

How does OCT-A differ from standard OCT?

4

What is an example of a prohibited therapy in ophthalmology trials, and why would it be restricted?

What are... Systemic steroids, because they could influence inflammation outcomes in a trial studying retinal disease

5

If a site identifies a trend of repeated protocol deviations, what additional step should they take beyond documenting the individual deviations?

what is ... Implement a CAPA to correct the root cause and prevent recurrence.

5

What is an example of a weak CAPA, and how could it be improved?


Weak: "Ensure proper documentation.

"Improved: "Implement a mandatory audit process for all informed consent forms."

5

What does ALCOA+ stand for in clinical research documentation?

what is...Attributable, Legible, Contemporaneous, Original, Accurate + Complete, Consistent, Enduring, Available.

5

Name 3 different layers of the Retina

ILM, RNFL, RPE, GCL, PR, IPL, ONL

5

Name two consequences of failing to follow ICH GCP guidelines.

What is...Regulatory fines, study suspension, subject safety risk, or invalid data.

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