The Borrowed Voice
I speak only when you do,
But I never say what you mean.
I follow you everywhere,
Yet I’m never ahead.
What am I?
A. An echo
B. A shadow
C. A thought
D. A reflection
Answer: A. An echo
An echo mimics your voice, doesn’t convey meaning, follows you, and never leads.
Which of the following is not a valid excuse for paying a bribe under UK law?
A. It’s common practice in the country
B. A third party paid it on our behalf
C. We needed to compete in a tight market
D. All of the above
Answer: D. All of the above
None of these excuses are acceptable under UK anti-bribery laws. Cultural norms or business pressure do not justify bribery
What are the core values of TSP Wealth?
____
____
___
We care
We will find a way
We strive for excellence
Be a ‘G___ ___ to ___’.
Great place to work
The Endless Path
I begin where I end,
I move but never bend,
I’m drawn but never seen,
I’m used but never clean.
What am I?
A. A circle
B. A loop
C. A thought
D. A line
Answer: A. A circle
It begins and ends at the same point, moves continuously, is drawn but not always visible, and metaphorically “used” in many contexts.
What is the FCA’s expectation regarding bribery and corruption risk management?
A. Firms must report all gifts received
B. Firms must avoid hiring anyone with a criminal record
C. Firms must take reasonable steps to assess and mitigate bribery risks
D. Firms must only monitor senior management
Answer: C. Firms must take reasonable steps to assess and mitigate bribery risks
The FCA expects firms to have policies, training, and controls to manage bribery and corruption risks, including those from third parties.
By the end of 2030, as a family driven business, we will have at least 300 families with funds under management of __________________
£1M+ each (millionaire clients).
Ensure all employees are "RPRS"
What is RPRS?
Right Persons in the Right Seats
The Sleepless Dreamer
I never sleep, yet I dream.
I never move, yet I travel.
I never speak, yet I tell stories.
What am I?
A. A book
B. A mind
C. A painting
D. A memory
Answer: A. A book
A book doesn’t sleep, yet it contains dreams (stories), travels through imagination, and tells stories without speaking.
Which of the following is considered a corporate offense under Section 7 of the UK Bribery Act?
A. Failing to report a bribe
B. Accepting a gift from a client
C. Neglecting to prevent bribery by associated persons
D. Making charitable donations without approval
Answer: C. Neglecting to prevent bribery by associated persons
Section 7 creates a strict liability offense for companies that fail to prevent bribery by individuals acting on
We need the team to be
_____
____
_____
Flexible adaptable and accountable
All ___ ___ documented, automated, and followed by
all
core processes
All ___ ___ documented, automated, and followed by
all