Vendor Scope
Vendor Oversight Plans
Roles & Responsibilities
Documentation & Compliance
100

What is the purpose of the Vendor Oversight SOP?

To describe how to oversee vendors used to provide services related to the conduct of an AbbVie-sponsored study.

100

When should a Vendor Oversight Plan be developed?

Following execution of the vendor agreement.

100

How many Vendor Oversight Plan templates are referenced in the SOP?

Ten (10) templates.

100

Once a Vendor Oversight Plan is finalized, what must be done with the activities described in the plan?

They must be conducted and documented.

200

Name one type of study covered by this SOP.

Examples: Phase 1-4 Interventional, Non-Interventional, Affiliate-managed Non-Interventional, Medical Device/IVD studies, or eligible Collaborative Research studies.

200

Who is responsible for developing and maintaining the Vendor Oversight Plan?

The Individual Accountable for the Outsourced Activity.

200

Which Vendor Oversight Plan template would be used for oversight of a Contract Research Organization (CRO)?

Vendor Oversight Plan – Contract Research Organization (T02).

200

What two documents are identified as Master File Documents in the SOP?

The Vendor Oversight Plan and documentation of activities outlined in the plan.

300

What type of service providers are specifically excluded because they provide routine, short-term, or one-off services?

Transactional service providers.

300

What three factors may require a Vendor Oversight Plan to be revised?

Changes to the study, program, or services.

300

Which template would be used when no specialized template applies to the vendor?

Vendor Oversight Plan – Other (T06).

300

Why is documentation of oversight activities maintained?

To demonstrate that planned vendor oversight activities were performed.

400

Name three vendor types or entities specifically excluded from the SOP.

Examples: Staff augmentation, drug depots, equipment vendors, transactional service providers, investigational sites, or Phase I units.

400

What additional information must be included whenever a Vendor Oversight Plan is updated?

A brief summary of changes.

400

Name four vendor types that have dedicated Vendor Oversight Plan templates.

Examples: Central Laboratory, CRO, Imaging, IRT, EDC, eCOA, Functional Service Provider, Advanced Clinical Biomarker Laboratory, or Oncology Early Development CRO.

400

What is the accountable individual's responsibility when vendor oversight requirements change during a study?

Review and revise the applicable Vendor Oversight Plan and document the changes.

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