Operations
Compliance
Trading
Free For All
Guess Who
100

This 3-letter abbreviation represents Switzerland's currency

What is CHF?

100

IMA stands for...

What is "Investment Manager Agreement"?

100

VWAP stands for...

What is "Volume-Weighted Average Price"?

100

ERISA stands for...

What is "Employee Retirement Income Security Act"?

100

This analyst is a published poet

Who is Glenn? 

200

This company handles proxy voting... 

What is "ISS"?

200

What are the 3 CCO responsibilities?

What is "regulatory and legal filings", "testing", "legal research"?

200

A unit of measure used to describe percentage changes in financial instruments is called a...

What is Basis Point (bps)?

200

The most commonly traded FX pair is...

What is EUR/USD? 

200

This Ops member went to the World Series

Bonus: Why?

Who is Dave?

Bonus: College roommate was pitching

300

What are the 4 MSCI market classifications?

What is "Emerging, Developed, Frontier, and Standalone"?

300

This company is used for compliance consulting

What is "Vigilant"?

300

The Hong Kong stock market index is called...

What is Hang Seng Index (HSI)?

300

Which of the following is a document also known as an offering memorandum:


A. Operating Agreement

B. Investor Suitability Questionnaire

C. PPM 

D. Subscription Agreement

What is "C. PPM (Private Placement Memorandum)"?

300

This Ops member was chased by a baboon

Who is Rhonda? 

400

The first step of daily cash reconciliation is ... 

What is "Create Tomorrow's Cash"? 

400

You can donate this amount to a political campaign in an area you do NOT live in

What is $150?

400

Which of the following is most costly: Program Dest, Algo Dest, Cash Dest

What is Cash Dest?

400

What are the characteristics of supervised learning in AI?

What is "classifications, regressions, and has outputs"?

400

This Ops member recently obtained a CIPM designation

Who is Igor?

500

Ops guru frequently refers to the ops team as...

What is "an engine"? 

500

This new piece of compliance legislation comes into effect on December 3rd

What is "Regulation SP"? 

500

What is the definition of a bearish candle in pricing?

What is "a candlestick that indicates a potential decline in stock price"?

500

How many monitors are in the Ops department?

What is 29?

500

This Ops member played in a Patriots half-time show

Bonus: Which instrument?

Who is Christine? 

Bonus: Xylophone

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