Change it up!
Where do I navigate to change the account portfolio objective on a guided fund individual account?
Client Mapping
The branch has an FSPEND on a GS fund account and they want help answering the questions. Who should they speak with?
their Investment Advisory Field Supervisor
This credit is given to a client towards their program fee when they pay sales charges on a MFD bought or sold within the last two years then transfer it into an advisory account.
Fee Reduction
My Client would like to know whether this investment is eligible for the guided fund program?
FPCW (advisory trades) 39>1>4>2
A starter resource you can provide a branch looking for help with portfolio construction...
WEB6004285 - Choosing Your Portfolio & Portfolio Construction
I'd like to edit the proposal name on my select traditional account, where can I edit that?
A new proposal will need to be created and attached.
The BOA is calling and the FA told her to find out what investment caused a fee reduction on an account?
Client Fee Billing
What is the maximum fee discount an ADVISOR can apply to his clients proposal?
20 percent
My client has a no value security in their account, what does this mean? What do I do with it?
FPCW (Advisory Trades) #39 >1 >6
An FA is looking for a jump off point to find marketing information for our advisory programs...
WEB6004232 Client Marketing Materials and Engaging the Client
My client no longer wants to go through portability can I just cancel the documents?
My client is bringing 10M over from fidelity, he wants to see what the transition from firm to firm would look like and if it would generate tax consequences...
Portfolio Consultation Group
What are the eligibility requirements to participate in family tree pricing?
I accidentally sent the wrong amount of money in a wire...
FPCW Advisory correcting cash, check, wire, or plan deposit disbursements #39> 3>1>3
Where can you find our Advisory Research Model Sheets?
Research Model Sheets - Advisory Solutions WEB051444
My client does not want all of these trade confirmations to come through on her advisory solutions account can we stop these?
Have the client complete the Trade Confirmation Suppression form.
The FA wants to know if they can do a short sale in a GS Flex account?
Advisory TRP now FPCW 39>1 >6
Single, Joint, 529, custodial, owner only 401k plan or IRA accounts at the same address and share the same last name, the same SSN or the same RG, are grouped into the same:
Pricing Group
I chose rebalance to target when I meant to choose edit allocations... how do I undo this?
Advisory Corrections GS Fund/Flex/FAMS FPCW #39 >3>4
FA received a message that the Client Service Agreement was rejected...
WEB5073004 - Client Service Agreement Rejected, Invalid, or Failed
My client was removed from the advisory program and we are porting back in now... we chose the exact same portfolio, but I am concerned about taxable consequences... is everything going to sell and re-buy? This is an advisory fund joint account...
No, the account will rebalance to target but not sell all and re-buy.
The BOA accidently transferred $500 to the clients GS Flex Traditional IRA, should she just transfer the funds back to the other account or will the system automatically buy into the GS Flex?
No it will not auto-buy, move them to Transfer Services to remove that money.
This credit to the account reduces the program fee and is based upon 12b-1, service fees, shareholder accounting fees and EDJ money market revenues received on holdings in the account.
Fee Offset
We are transitioning my clients account from joint to trust... What investments will sell, transfer, or go through share class conversions?
Advisory exit and transfer FPCW #39>2 >6
FA wants to know if they can have Margin loan on their advisory account... what resource can you provide to them?
WEB149768 - Eligible Account Services for Investment Advisory Program Accounts