Corporate Performance
Legal Beagles
Section 16
Insider Trading
Dodd-Frank
100

As of June 30, 2018, the correct total number of lease fleet units in North America and the Asia Pacific was (1) 84,712, (2) 85,812, (3) 86,011 or (4) 88,776?

What is 85,812?

100

This is the maximum number of shareholders allowed for an Australian proprietary company.

What is 50?

100

This section of the Exchange Act matches purchases and sales by directors, officers and ten percent shareholders and opposes strict liability for profit.

What is Section 16?

100

This is the period of time when a company insider cannot purchase or sell company securities.

What is a blackout period?

100

Under this Dodd-Frank Rule, proxy materials must disclose whether a board member or employee has used a financial instrument to protect against decreases in the value of company stock.

What are hedging rules?

200

This type of lease fleet unit has the second greatest number of units.

What are office containers?

200

When viewed by a reasonable investor, this information alters the total mix of facts available about a security.

What is material information?

200

The ability to take either of these two actions makes a person the beneficial owner of stock.

What is voting and investment power?

200

During this period of time, company insiders may purchase or sell company securities if not in possession of material non-public information.

What is a trading window?

200

Under this SEC rule, pending under Dodd-Frank, a company may recoup compensation awarded if based upon financial statements that must be restated.

What are the clawback rules?

300

What is the minimum thickness of a Southern Frac frac tank lining?

What is 20 millimeters?

300

When a company unintentionally violates Regulation FD, this is the time when public disclosure must be made.

What is as soon as possible?

300

This form must be filed within two days of the purchase or sale of company stock.

What is Form 4?

300

This is the maximum prison time and monetary penalty for insider trading.

What is 20 years and $5 million?

300

This Dodd-Frank rule requires disclosure of the ratio of CEO compensation to the median compensation of all employees.

What is CEO pay ratio disclosure?

400

By its own estimate, Royal Wolf has this percentage of market share in Australia and New Zealand.

What is 40%?

400

In fiscal year 2018 the SEC received over 5,200 tips and paid $168 million to reward these people for providing information leading to SEC enforcement actions.

Who are whistleblowers?

400

This is the Eastern time zone deadline to file a Form 4.

What is 10 PM?

400

These types of transactions such as forward sales, swaps or other transactions that involve a short sale must be pre-approved under the GFN insider trading policy.

What are hedging transactions?

400

Under this pending Dodd-Frank rule, companies must disclose the relationship between senior executive pay and total shareholder return.

What is the pay versus performance rule?

500

This New Zealand Island has the greater number of customer service centers.

What is the North Island?

500

This is what ASIC stands for.

What is Australian Securities and Investments Commission?

500

This is the period of time in which purchases and sales may be matched for Section 16 short-swing liability.

What is six months?

500

Under the GFN insider trading policy, your spouse, parents, grandparents, children and grandchildren residing in the same residence, including any such relationship that arises through marriage or by adoption are members of this group.

What is your immediate family?

500

Under this Dodd-Frank rule, GFN stockholders provide a non-binding vote on executive compensation.

What is say-on pay?